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- Aufgaben: Join our Compliance Team to ensure smooth onboarding for corporate clients and review account files.
- Arbeitgeber: Swissquote is a leading online bank, serving over 500,000 clients with innovative digital solutions.
- Mitarbeitervorteile: Enjoy flexible work, no dress code, and a multicultural team environment.
- Warum dieser Job: Make a real impact in the finance industry while growing your skills in a fast-paced setting.
- Gewünschte Qualifikationen: Bachelor's or Master's in Laws/Economics; 1-3 years in finance; knowledge of Swiss AML laws required.
- Andere Informationen: Fluency in French and English is essential; additional languages are a plus.
Das voraussichtliche Gehalt liegt zwischen 36000 - 60000 € pro Jahr.
Company Description
Building the bank of tomorrow takes more than skills. It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential.
We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to +500’000 clients, through our performant and secured digital platforms.
Our +1000 employees work in a flexible way, without dress code and in multicultural teams. By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-paced environment.
Are you all in? Don’t be shy, apply!
Job Description
Are you eager to take up a new challenge? Join the Compliance Department as a Compliance Officer in the Onboarding Corporate Team. You will have multiple tasks, which include:
- Due diligence on account opening requests
- Review of client’s account opening files (corporate structures such as active and passive entities, financial institutions, asset managers, trusts, collective investments schemes) from an AML/CTF (AMLA, AMLO-FINMA, CDB) and sanction standpoint
- Review within the account opening process of tax compliance aspects such as FATCA and CRS as well as cross-border aspects
- Drafting of internal memos and contribution to the drafting of procedures
- Optimization of internal processes and guidelines
- Participation in key regulatory projects
- Review of client’s account modification requests (e.g. change of beneficial owner, authorized signatories, directors, correspondence address)
- Support and advice to the Front line and management
Qualifications
- Bachelor or Master Degree preferably in Laws/Economics or an accomplished apprenticeship in the financial industry
- 1 to 3 years of experience in the financial industry
- Knowledge of Swiss AML laws (AMLA, AMLO-FINMA, CDB) and other regulations (FinSA, FinIA, CISA)
- A Certificate in collective investment schemes is a plus as well as knowledge and practice in European collective investment schemes (UCITS, AIFs, PIFs, SPV, SPC, Limited partnership)
- Eager to learn and ready to take on challenges
- Ability to multi-task and work under pressure
- Analytical and methodological approach
- Very good writing and communication skills in French and English (another language is an asset)
- Excellent communication and collaboration skills
- Strong team player who enjoys working in multicultural, dynamic, technological and international environment
Additional Information
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Compliance officer – Onboarding Corporate Arbeitgeber: Swissquote
Kontaktperson:
Swissquote HR Team
StudySmarter Bewerbungstipps 🤫
So bekommst du den Job: Compliance officer – Onboarding Corporate
✨Tip Number 1
Familiarize yourself with Swiss AML laws and regulations, as well as international compliance standards. This knowledge will not only help you in the interview but also demonstrate your commitment to the role.
✨Tip Number 2
Showcase your analytical skills by preparing examples of how you've successfully navigated complex compliance issues in the past. Be ready to discuss these experiences during your conversations with us.
✨Tip Number 3
Highlight your ability to work in multicultural teams. Share specific instances where you collaborated with diverse groups, as this aligns with our company culture at Swissquote.
✨Tip Number 4
Prepare thoughtful questions about our compliance processes and regulatory projects. This shows your genuine interest in the role and helps you stand out as a proactive candidate.
Diese Fähigkeiten machen dich zur top Bewerber*in für die Stelle: Compliance officer – Onboarding Corporate
Tipps für deine Bewerbung 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Officer position. Understand the key responsibilities and qualifications required, especially regarding AML/CTF regulations and tax compliance aspects.
Tailor Your CV: Customize your CV to highlight relevant experience in the financial industry, particularly any roles related to compliance, due diligence, or regulatory projects. Emphasize your knowledge of Swiss AML laws and any certifications you may have.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your enthusiasm for the role and the company. Mention specific experiences that demonstrate your analytical skills and ability to work under pressure, as well as your proficiency in both French and English.
Proofread Your Application: Before submitting your application, carefully proofread all documents to ensure there are no grammatical errors or typos. A polished application reflects your attention to detail, which is crucial for a Compliance Officer.
Wie du dich auf ein Vorstellungsgespräch bei Swissquote vorbereitest
✨Understand the Compliance Landscape
Make sure you have a solid grasp of Swiss AML laws and regulations like AMLA, AMLO-FINMA, and CDB. Being able to discuss these topics confidently will show that you're well-prepared and knowledgeable about the compliance environment.
✨Showcase Your Analytical Skills
Prepare examples from your past experiences where you successfully analyzed complex information or processes. This will demonstrate your analytical and methodological approach, which is crucial for the role.
✨Highlight Multicultural Team Experience
Since the company values multicultural collaboration, share instances where you've worked in diverse teams. Emphasize your communication skills and how you adapt to different cultural perspectives.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving abilities in real-world compliance scenarios. Practice articulating your thought process and decision-making steps clearly, as this will reflect your readiness to tackle challenges.
