Central Compliance Officer m/f/d

Are you passionate about navigating complex regulatory landscapes and driving excellence in compliance within the financial services industry? Join a leading organization in the heart of the financial sector as a Compliance Officer m/f/d for Derivatives & FX. This role offers the opportunity to shape and enhance compliance frameworks, collaborate with industry experts, and make a tangible impact in a fast-paced, dynamic environment.

Aufgaben

• Assist in the development, implementation, and maintenance of high-quality compliance programs, policies, and procedures for the Derivatives & FX business.
• Provide expert guidance on regulatory requirements, operational issues, and internal compliance policies, including transactional support.
• Manage regulatory inquiries and examinations, coordinating with regulators and other stakeholders as necessary.
• Collaborate with internal teams to address compliance issues impacting Derivatives & FX operations.
• Conduct timely compliance reviews for new products and services.
• Develop and deliver compliance training, including creating relevant training materials.
• Research regulatory reforms and implement necessary policies, procedures, or controls to ensure compliance.
• Assess and mitigate risks associated with business decisions, safeguarding the firm’s reputation and adhering to legal and regulatory standards.
• Serve as a trusted advisor on compliance matters, leveraging specialized regulatory knowledge to support business functions in the EMEA region.
• Manage compliance reporting processes within the organization and across regional and global offices.
• Develop, update, and maintain compliance policies in line with local and EU regulatory requirements.
• Monitor information barriers, insider trading prevention measures, and review potential conduct breaches, ensuring timely reporting and resolution.
• Stay informed about German and EU regulatory developments, recommending and implementing necessary actions.
• Participate in ad hoc compliance projects and contribute as a subject matter expert for Derivatives & FX compliance.
• Support the Head of Private Side Advisory in identifying and escalating regulatory risks and ensuring timely reporting to regulators.
• Represent the organization in industry working groups, providing expert insights and feedback.

Qualifikation

• Proven experience in the financial services industry, preferably in securities houses, broker-dealers, or wholesale banking.
• Strong knowledge of German/EU regulatory frameworks and financial markets.
• In-depth understanding of FX and Derivatives products, with relevant experience in 1LOD or 1.5LOD roles being advantageous.
• Working knowledge of derivative master agreements and confirmations.
• Exceptional analytical skills, attention to detail, and sound judgment in decision-making.
• Ability to work independently and collaboratively within a team.
• Strong relationship-building skills, with the ability to advise stakeholders on compliance with regulatory and internal requirements.
• Excellent verbal and written communication skills in German and English
• A Master’s degree (or equivalent) in Finance, Law, or a related field, complemented by relevant professional experience.

Benefits

• Competitive Salary: A market-competitive salary based on experience and qualifications.
• Bonus: Performance-based annual bonus.
• Health and Wellness: Comprehensive health insurance plans and wellness programs.
• Retirement: Attractive pension plan with employer contributions.
• Professional Development: Opportunities for career growth, training, and development.
• Work-Life Balance: Flexible working hours and the option to work remotely.
• Paid Time Off: Generous vacation policy, plus additional holidays.
• Employee Assistance Program: Access to confidential counseling and support services.
• Diverse and Inclusive Workplace: Commitment to fostering an inclusive work environment with a strong focus on diversity and inclusion.

This is a unique opportunity to work at the forefront of regulatory compliance in a globally respected institution, developing your expertise and contributing to the success of a leading financial services provider.

#J-18808-Ljbffr