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- Aufgaben: Conduct due diligence on account openings and review compliance aspects.
- Arbeitgeber: Join Swissquote, the Swiss leader in online banking with a vibrant, multicultural team.
- Mitarbeitervorteile: Enjoy flexible work, no dress code, and opportunities for career growth.
- Warum dieser Job: Make a real impact in the financial industry while developing your skills in a fast-paced environment.
- Gewünschte Qualifikationen: Bachelor's or Master's in Laws/Economics; 1-3 years in finance; knowledge of Swiss AML laws.
- Andere Informationen: Fluency in French and English is essential; additional languages are a plus.
Das voraussichtliche Gehalt liegt zwischen 36000 - 60000 € pro Jahr.
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Compliance Officer – Onboarding Corporate, Gland
Client:
Swissquote
Location:
Gland
Job Category:
Other
Job Reference:
0ef8b3892e64
Job Views:
10
Posted:
21.01.2025
Expiry Date:
07.03.2025
Job Description:
Company Description
Building the bank of tomorrow takes more than skills.
It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential.
We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to
+500’000 clients, through our performant and secured digital platforms.
Our +1000 employees work in a flexible way, without dress code and in multicultural teams.
By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-paced environment.
Are you all in? Don’t be shy, apply!
Job Responsibilities
- Due diligence on account opening requests
- Review of client’s account opening files (corporate structures such as active and passive entities, financial institutions, asset managers, trusts, collective investments schemes) from an AML/CTF (AMLA, AMLO-FINMA, CDB) and sanction standpoint
- Review within the account opening process of tax compliance aspects such as FATCA and CRS as well as cross-border aspects
- Drafting of internal memos and contribution to the drafting of procedures
- Optimization of internal processes and guidelines
- Participation in key regulatory projects
- Review of client’s account modification requests (change of beneficial owner, authorized signatories, directors, correspondence address)
- Support and advice to the Front line and management
Qualifications
- Bachelor or Master Degree preferably in Laws/Economics or an accomplished apprenticeship in the financial industry
- 1 to 3 years of experience in the financial industry
- Knowledge of Swiss AML laws (AMLA, AMLO-FINMA, CDB) and other regulations (FinSA, FinIA, CISA)
- A Certificate in collective investment schemes is a plus as well as knowledge and practice in European collective investment schemes (UCITS, AIFs, PIFs, SPV, SPC, Limited partnership)
- Eager to learn and ready to take on challenges
- Ability to multi-task and work under pressure
- Analytical and methodological approach
- Very good writing and communication skills in French and English (another language is an asset)
- Excellent communication and collaboration skills
- Strong team player who enjoys working in a multicultural, dynamic, technological and international environment
#J-18808-Ljbffr
Compliance officer – Onboarding Corporate Arbeitgeber: TN Switzerland
Kontaktperson:
TN Switzerland HR Team
StudySmarter Bewerbungstipps 🤫
So bekommst du den Job: Compliance officer – Onboarding Corporate
✨Tip Number 1
Familiarize yourself with Swiss AML laws and regulations, as well as international compliance standards. This knowledge will not only help you in the interview but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the financial industry, especially those who work in compliance. Engaging with them can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've handled compliance issues or challenges in the past. This will showcase your analytical skills and ability to work under pressure.
✨Tip Number 4
Highlight your language skills during the application process. Being proficient in both French and English is a significant advantage, so be ready to demonstrate your communication abilities.
Diese Fähigkeiten machen dich zur top Bewerber*in für die Stelle: Compliance officer – Onboarding Corporate
Tipps für deine Bewerbung 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Officer position. Understand the key responsibilities and qualifications required, especially regarding AML laws and compliance regulations.
Tailor Your CV: Customize your CV to highlight relevant experience in the financial industry, particularly any roles related to compliance, due diligence, or regulatory projects. Emphasize your knowledge of Swiss AML laws and any certifications you hold.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your passion for compliance and your eagerness to learn. Mention specific experiences that demonstrate your analytical skills and ability to work under pressure.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no grammatical errors and that your writing is clear and professional, as strong communication skills are essential for this role.
Wie du dich auf ein Vorstellungsgespräch bei TN Switzerland vorbereitest
✨Understand AML and Compliance Regulations
Make sure you have a solid grasp of Swiss AML laws and other relevant regulations. Be prepared to discuss how these laws impact the onboarding process and client account management.
✨Showcase Your Analytical Skills
During the interview, highlight your analytical and methodological approach to problem-solving. Provide examples of how you've successfully navigated complex compliance issues in the past.
✨Demonstrate Multicultural Team Experience
Since the role involves working in a multicultural environment, share experiences where you've collaborated with diverse teams. This will show your adaptability and strong communication skills.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions related to due diligence and account modifications. Practice articulating your thought process and decision-making in these situations to demonstrate your expertise.
