Compliance Advisor (m / w / d)

Salary : Competitive and Candidate Dependent

We are currently representing a global investment management firm offering a wide range of financial products and services. Serving both individual and institutional clients, the firm specializes in asset allocation, portfolio management, and financial advisory. With tailored investment strategies and a focus on sustainable, long-term growth, our client is dedicated to helping clients achieve their financial goals while maintaining a strong commitment to fiduciary responsibility.

The Role

• Being the point of local compliance support for the German regulated business.
• Ensure the regulatory obligations are aligned.
• Maintain compliance policies and procedures including AML, AB&C, Market Abuse, etc.
• Maintain an effective compliance monitoring program.
• Conduct efficient compliance monitoring reviews.
• Act as the compliance point of contact for the external DPOs and MLROs.
• Work closely with the global director of compliance Europe.

The Candidate

• At least 3 years of experience in compliance, preferably within the funds industry.
• Sound understanding of the local regulatory framework applicable to the German KVG
• Strong knowledge of AIFM.
• Good experience and knowledge of KAGB, MaRisk, KAIT.
• Strong communication skills and ability to deliver efficient messages to multiple departments across the local and global business.
• Fluency in German and English.
• Educational background in Legal, Compliance, or Finance.

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