Compliance Officer - Freienbach/Zurich

pbA dynamic and leading independent investment firm is looking for a full-time, permanent position within the Compliance team in Freienbach SZ/Zurich. /b /p ul liMinimum 2 years of experience in relevant position at a bank, asset manager or auditor /li liLegal degree is an advantage /li liSolid background in Office tools /li liAble to work independently by taking initiatives and also being a fair team player /li liEnjoy working in a small and demanding environment /li liStrong organizational skills, multi-tasking capacity and ability to work under pressure /li liHighly reliable and accurate, with a keen eye for detail /li liDynamic and flexible, with an strong interest in learning /li liEfficient and proactive communication, with the ability to communicate fluently (speaking and writing) in both English and German. Any other language will be valued /li liPrevious experience from working in an SEC regulated firm, FINMA licensed Asset Manager and / or firm with Canadian Portfolio manager license. /li liHigh level of confidentiality and integrity /li liPrepare and conduct internal Compliance trainings /li liCoordinating work with outside legal and compliance providers /li liPrepare annual filings / especially ADV filing for our SEC unit /li liPrepare and attend audits from regulators (FINMA, SEC and Canadian regulator) /li liSupport to establish and control KYC files /liliMaintain the company's policies and agreement templates /li liMaintain the firm's IC and ensure completion of periodical internal controls within deadlines /li /ul h3We offer /h3 ul liYoung, dynamic and diversified team with 50+ employees between Freienbach SZ, Geneva, Zurich, and Lugano /li liDiversified tasks in all areas of Compliance /li liTo be part of a growing successful company /li liMultinational working environment /li liTrainings on regulatory topics - FINMA, SEC, Canada /li liAs soon as possible /li /ul pYour application is treated with utmost confidentiality. /p #J-18808-Ljbffr