Compliance Officer

pA dynamic and leading independent investment firm is looking for a full-time permanent position within the Compliance team. /ph3Compliance Officer /h3pFreienbach/Zurich /ph3Our ideal candidate: /h3ulliMinimum 2 years of experience in relevant position at a bank, asset manager or auditor /liliLegal degree is an advantage /liliSolid background in Office tools /liliAble to work independently by taking initiatives and also being a fair team player /liliEnjoy working in a small and demanding environment /liliStrong organizational skills, multi-tasking capacity and ability to work under pressure /liliHighly reliable and accurate, with a keen eye for detail /liliDynamic and flexible, with an strong interest in learning /liliEfficient and proactive communication, with the ability to communicate fluently (speaking and writing) in both English and German. Any other language will be valued /liliPrevious experience from working in an SEC regulated firm, FINMA licensed Asset Manager and / or firm with Canadian Portfolio manager license. /liliHigh level of confidentiality and integrity /li /ulh3Job description: /h3ulliPrepare and conduct internal Compliance trainings /liliCoordinating work with outside legal and compliance providers /liliPrepare annual filings / especially ADV filing for our SEC unit /liliPrepare and attend audits from regulators (FINMA, SEC and Canadian regulator) /liliSupport to establish and control KYC files /liliMaintain the company's policies and agreement templates /liliMaintain client database /liliMaintain the firm's IC and ensure completion of periodical internal controls within deadlines /li /ulh3We offer: /h3ulliYoung, dynamic and diversified team with 50+ employees between Freienbach, Geneva, Zurich and Lugano /liliDiversified tasks in all areas of Compliance /liliTo be part of a growing successful company /liliMultinational working environment /liliTrainings on regulatory topics FINMA, SEC, Canada /li /ulh3Start date: /h3ulliAs soon as possible /li /ul #J-18808-Ljbffr