Regional Director, Private Wealth & Wealth Solutions (External Sales)

Job Description

About Asset Mark

Asset Mark is a leading strategic provider of innovative investment and consulting solutions serving independent financial advisors.

We provide investment, relationship, and business consulting solutions that advisors use to help clients achieve wealth, independence, and purpose.

What You’ll Do

The Asset Mark Wealth Solutions group manages the comprehensive set of investor services available for independent financial advisors use on the Asset Mark platform when constructing comprehensive investment and wealth management proposals for their clients.

These services include a curated investment program, advanced planning support, a host of wealth management programs and a robust retirement plan services offer.

We are seeking an experienced external sales professional to serve as a Regional Director, Private Wealth & Wealth Solutions.

This role is responsible for driving adoption of Asset Mark’s Private Wealth offering, along with other Wealth Solutions capabilities, within a defined territory.

The position combines business development, relationship management, and consultative sales, working closely with internal sales teams and subject matter specialists to support financial advisors in delivering customized investment and wealth management solutions to their clients.

This is a fully remote role that will involve regular travel within the assigned territory and requires strong engagement with independent financial advisors through in‑person meetings, virtual presentations, and industry events.

Responsibilities

• Drive adoption of Asset Mark’s Private Wealth offering by partnering with financial advisors to develop customized investment portfolios and comprehensive wealth management strategies for high‑net‑worth (HNW) and ultra‑high‑net‑worth (UHNW) clients
• Engage directly with advisors through in‑person meetings, virtual presentations, and events to deliver investment and wealth solutions insights.
• Promote and drive adoption of the Private Wealth program as a primary offering but embracing a consultative approach that also supports the distribution of internally managed investment and wealth solutions available on the platform.
• Support advisors in portfolio construction and wealth strategy, including tax‑aware investing and planning for HNW and UHNW clients.
• Collaborate with Asset Mark sales teams (Client Solutions Group) to identify, develop, and advance opportunities within existing advisor relationships.
• Develop new advisor relationships through proactive external sales activity while maintaining relationships with existing users of Private Wealth and Asset Mark Wealth Solutions products and services.
• Own and execute a territory business plan focused on building strong relationships with financial advisors and driving growth across Asset Mark Wealth Solutions offerings
• Maintain an active and well‑managed pipeline of opportunities, tracking progress through the sales cycle.
• Represent Asset Mark Wealth Solutions at advisor events, conferences, and client meetings, delivering presentations in both individual and group settings
• Work with Wealth Solutions specialists, including Advanced Planning, Client Portfolio Managers (CPMs), and Investment Strategy teams, to deliver integrated solutions tailored to advisor and client needs
• Provide market feedback on advisor needs, competitive positioning, and product opportunities.
• Knowledge, Skills, Competencies
• Strong understanding of investment products, including mutual funds, ETFs, SMAs, and private market strategies
• Ability to communicate complex investment and wealth concepts in a clear and practical manner
• Experience engaging with financial advisors and supporting high‑net‑worth client needs
• Strong relationship management and business development skills
• Ability to manage a territory and prioritize activities effectively
• Proven presentation skills in both small and large group settings
• Ability to work collaboratively across internal teams and functions
• Self‑starter with strong organizational and time management skills
• Comfortable working in a fast‑paced, client‑focused environment

Education & Experience

• 5–7+ years of experience in external sales, wholesaling, or advisor‑facing roles within asset or wealth management
• Experience selling investment solutions to financial advisors required
• Experience working with independent financial advisors (RIA and/or broker‑dealer channels) preferred.
• Exposure to high‑net‑worth or ultra‑high‑net‑worth client segments preferred
• Bachelor’s degree required; MBA, CFA, CFP, CAIA, or similar professional designation preferred.
• FINRA Series 7 and 66 (or ability to obtain) required

Compensation: The Base Salary range for this position is between $180,000-$200,000, as well as a Sales Incentive Plan of up to $150,000.

This information reflects a base salary range that Asset Mark reasonably expects to pay for the position based on a number of factors which may include job‑related knowledge, skills, education, experience, and actual work location.

This position will also include competitive benefits.

Candidates must be legally authorized to work in the US to be considered. We are unable to provide visa sponsorship for this position.

Who We Are & What We Offer

We are Asset Mark, a company on the move, shaping the future of financial services.

Growth is in our DNA.

Every day, we combine technology, insight, and collaboration to create new possibilities for advisors, for our people and for our investors.

At Asset Mark your ideas matter; they’re heard, valued, and drive meaningful change.

Join a team that sets new standards and creates space for you to thrive and do your best work.

Our Mission

Our mission is simple: to help our 10,500+ financial advisors make a meaningful difference in their clients’ lives.

We do this by combining powerful technology, holistic support, and expert consulting to help advisors run stronger, more efficient businesses.

Backed by a comprehensive suite of investment solutions and a trust company that boasts of $150B+ AUM, our platform empowers advisors to deliver exceptional service and an outstanding client experience.

Our Values

Heart. Client Success. Integrity. Respect. Excellence. Our values are how we show up every day.

We believe in

• Leading with Heart, in truly making a difference in the lives of others: teammates, clients, investors and communities.
• Obsessing over Client Success, bringing a relentless focus on what matters to clients that sets us apart and creates loyal, lasting relationships.
• Unyielding Integrity, doing what's right, always. Even when it’s hard.
• Collective Respect, in being authentic, inclusive and valuing all voices while winning together.
• Operating with Excellence, in learning fast, continuously improving, innovating and collaborating to find new and better solutions.

These values shape our culture, guide our decisions, and define what it means to be part of the Asset Mark family.

Our Culture & Benefits

Our culture brings our mission and values to life.

Here, we do what’s right, embrace diverse ideas, and innovate together.

We also offer a wide range of benefits to support you and your family—because thriving at work starts with thriving in life.

• Flex Time or Paid Time Off and Sick Time Off
• 401K – 6% Employer Match
• Medical, Dental, Vision – HDHP or PPO
• HSA – Employer contribution (HDHP only)
• Volunteer Time Off
• Career Development / Recognition
• Fitness Reimbursement
• Hybrid Work Schedule

As an Equal Opportunity Employer, Asset Mark is committed to building a diverse and inclusive workplace where everyone feels valued.

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