Compliance Officer (M/W/D) in Düsseldorf

Compliance Officer (M/W/D) Legal | Germany

• Responsible for the ongoing development and operational implementation of our compliance management system, including policies, controls, documentation, and follow-up
• Independently analyzing new regulatory requirements and translating them into specific measures, processes, and responsibilities
• Advising senior management and business units on compliance, securities, fund, and regulatory issues
• Coordinating and supporting inspections, audits, and inquiries from regulatory authorities, as well as consistently following up on agreed-upon measures
• Designing and conducting practical training sessions and awareness-raising initiatives
• Working closely with Legal, Risk, Operations, IT, and other internal departments, as well as with external consultants and auditors
• Proactively identifying areas requiring action and independently driving these issues forward until they are robustly implemented

YOUR PROFILE

• Extensive, relevant professional experience in a compliance role, ideally at a financial services institution, a bank, an asset management company, or in a similarly regulated environment
• Very good knowledge of German and European financial market, securities, and investment law, particularly the compliance requirements relevant to financial services institutions and asset management companies
• Proven experience in establishing, developing, and implementing compliance structures and processes
• Proficiency in handling regulatory requirements, particularly those related to MiFID II (WpHG), AIFMD/UCITS (KAGB), BaFin/ESMA guidelines, and anti-money laundering
• Strong hands-on approach: You structure complex issues, make pragmatic decisions, and consistently see projects through to completion
• Confident demeanor, clear communication, and the ability to bring together diverse stakeholders to find viable solutions
• High standards of quality, reliability, and a strong sense of responsibility
• Degreein law or economics, or a comparable qualification
• Very good command of German and English

OUR OFFER

• Scope for Creativity: A key role with a visible impact on structures, processes, and the company’s future development
• Direct Collaboration: Short decision-making paths and close communication with senior management and functional departments
• International Environment: A global network through our integration into the Chartered Group, with business operations in Luxembourg, Switzerland, and Singapore
• On-site collaboration: collaborativework environment at our Düsseldorf location with direct communication and streamlined coordination
• Attractive benefits: An attractive compensation package including capital-forming benefits and restaurant vouchers
• Teamwork & health: Health programs, company parties, and global events

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