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- Aufgaben: Lead internal audits and manage external audit relationships for CMC Markets in Europe.
- Arbeitgeber: Join CMC Markets, a pioneering fintech company transforming financial trading since 1989.
- Mitarbeitervorteile: Enjoy a dynamic work environment with opportunities for professional development and growth.
- Warum dieser Job: Be part of a trusted global brand, enhancing your skills in a fast-paced, innovative setting.
- Gewünschte Qualifikationen: 5+ years in financial services, fluent in English, and good German skills required.
- Andere Informationen: Opportunity to influence risk culture and engage with key stakeholders across Europe.
Das voraussichtliche Gehalt liegt zwischen 72000 - 84000 € pro Jahr.
CMC Markets are hiring a Senior Audit Manager within their Frankfurt office. Within this role, you will be a key interface with external professional services in a co-sourced internal audit model.
Key tasks and responsibilities
- Effectively and efficiently perform the Internal Audit function for CMC Markets Germany GmbH, including all its branches in Europe, covering all business activities across the region.
- Audit planning based on a risk-oriented assessment.
- Execution of audit activities according to the approved audit plan.
- Execution of event- or risk-driven audits as and when needed.
- Audit Reporting.
- Follow-up and tracking of findings and recommendations.
- Management Reporting.
- Coordination of all external audits impacting CMC Markets Germany GmbH (regulatory, statutory, investor protection, tax audit, pension audits and special investigations), including
- Management and upload of audit requests.
- Continuous dialogue with external audit firms.
- Review of external audit reports.
- Development and maintenance of action plans.
- Follow-up and tracking of remediation activities.
- Reporting.
- Ensure the continued development of documentation, including policies, procedures and frameworks in line with the changing regulatory environment.
- Respond to regulatory queries/requests and consultation papers as they apply.
- Representation of audit in internal and external committees and panels.
- Maintain and promote communication and strong working relationships with key stakeholders across CMC Markets Germany GmbH as well as Europe and UK / the Group.
- Provide a strong lead in the proactive support of the risk process within the region to identify, assess, treat, report, and monitor risks, promoting a strong risk culture.
- Provide guidance and support to stakeholders on audit-related areas.
- Undertake such other duties, training and/or hours of work as may be reasonably required and which are consistent with the general level of responsibility of this role.
- Provide sufficient management information to local and Group management bodies.
- Maintain personal/professional development to meet the changing demands of the role, including all relevant regulatory and legislative training.
Key Skills & Requirements:
- At least 5 years post-qualification experience working in financial services or banking, within Third Line Internal Audit or Second Line Risk or Compliance Monitoring.
- Fluency in English and good knowledge of the German language.
- Proven track record in leading and delivering risk-based projects.
- Good understanding of audit methodologies.
- Good knowledge of global regulation and key areas of regulatory focus from regional regulators including BaFin, Bundesbank, ESMA, and EBA.
- Proven record of strong communication and influencing skills.
- Confident in written and verbal communication with stakeholders both internal and external.
- Ideally educated to degree level or equivalent professional experience and have completed a recognised relevant post-graduate qualification (e.g., CIMA, CMIIA, ACA, ACCA), but not essential.
CMC Markets Germany GmbH reserves the right to review, alter and amend job descriptions from time to time in line with business requirements.
About Us
CMC Markets is one of the world’s first-ever fin-tech companies and was launched in 1989 to break down the barriers of financial trading and make trading accessible to everyone.
Our mission is to use our award-winning, Next Generation trading platform and unparalleled client service to empower millions of people to have the best trading experience out there. Our clients can trade on thousands of instruments using the best technology, supported by sophisticated charting, competitive pricing, and automated execution.
We’re trusted by investors globally, but also by banks, brokers, funds, and trading desks through our top-tier liquidity institutional offering, enabling these businesses to expand into new markets and increase revenue potential.
We were recently listed on the FTSE250, and our business continues to go from strength to strength as we continue to invest in our technology and our people.
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Senior Audit Manager Arbeitgeber: CMC Markets
Kontaktperson:
CMC Markets HR Team
StudySmarter Bewerbungstipps 🤫
So bekommst du den Job: Senior Audit Manager
✨Tip Number 1
Make sure to familiarize yourself with the specific regulatory frameworks that CMC Markets operates under, such as BaFin and Bundesbank regulations. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the compliance landscape.
✨Tip Number 2
Network with professionals in the financial services and audit sectors, especially those who have experience with co-sourced internal audit models. Engaging with these individuals can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss your previous experiences in leading risk-based projects during the interview. Highlight specific examples where you successfully managed audits or compliance monitoring, as this aligns closely with the responsibilities of the Senior Audit Manager role.
✨Tip Number 4
Demonstrate your strong communication skills by practicing how you would present audit findings to both internal and external stakeholders. Being able to convey complex information clearly is crucial for this position.
Diese Fähigkeiten machen dich zur top Bewerber*in für die Stelle: Senior Audit Manager
Tipps für deine Bewerbung 🫡
Understand the Role: Make sure to thoroughly read the job description for the Senior Audit Manager position at CMC Markets. Understand the key responsibilities and required skills, as this will help you tailor your application effectively.
Highlight Relevant Experience: In your CV and cover letter, emphasize your post-qualification experience in financial services or banking, particularly in internal audit or risk compliance. Provide specific examples of risk-based projects you have led.
Showcase Communication Skills: Since strong communication skills are crucial for this role, ensure that your application reflects your ability to communicate effectively with both internal and external stakeholders. Use clear and concise language in your writing.
Tailor Your Application: Customize your cover letter to reflect your understanding of CMC Markets and its mission. Mention how your background aligns with their goals and how you can contribute to their success in the audit function.
Wie du dich auf ein Vorstellungsgespräch bei CMC Markets vorbereitest
✨Understand the Audit Landscape
Familiarize yourself with the specific audit methodologies and regulatory frameworks relevant to CMC Markets, especially those from BaFin, Bundesbank, ESMA, and EBA. This knowledge will demonstrate your expertise and readiness to tackle the challenges of the role.
✨Showcase Your Communication Skills
Prepare to discuss how you've effectively communicated with stakeholders in previous roles. Highlight examples where your strong influencing skills made a difference, as this is crucial for maintaining relationships with both internal teams and external auditors.
✨Demonstrate Risk Management Acumen
Be ready to talk about your experience in leading risk-based projects. Provide specific examples of how you've identified, assessed, and managed risks in past positions, showcasing your proactive approach to risk management.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving abilities in real-world audit situations. Think of scenarios where you had to adapt to changing regulations or address unexpected findings, and be prepared to explain your thought process and actions taken.
