Compliance Advisor m/f/d- Derivates

Einleitung For our client, a leading international financial institution renowned for its excellence and commitment to regulatory integrity, we are seeking a highly skilled Compliance Advisor to join their dynamic team. This role offers the unique opportunity to act as a trusted advisor on compliance matters across Europe. The successful candidate will contribute significantly to shaping the organization’s compliance framework, ensuring regulatory excellence, and fostering a culture of integrity. Aufgaben Serve as a trusted advisor on compliance matters across relevant product areas in the EMEA region, leveraging specialized regulatory knowledge and interpretation of rules. Oversee internal reporting processes, as well as communication with regional and global offices, ensuring timely and accurate information flow. Participate in compliance and cross-departmental projects, taking ownership of deliverables and acting as a subject matter expert for the Control Room. Conduct monitoring tasks, investigations, and assessments of compliance-related issues as needed. Identify areas for developing subject matter expertise to enhance the overall compliance framework. Support senior leadership by defining and implementing consistent escalation practices for regulatory risks and issues, ensuring timely reporting to regulators. Represent the organization in industry working groups, contributing expert insights and feedback. Develop and deliver training materials to educate staff on compliance and conduct requirements, ensuring alignment with regulatory expectations. Draft, update, and maintain compliance policies in line with evolving local and EU regulations. Prepare responses to regulatory exams and audits, ensuring thorough and accurate communication. Monitor and maintain appropriate information barriers and insider trading prevention measures. Provide guidance on conflicts of interest, information handling, and other compliance-related topics. Investigate and report potential breaches, ensuring appropriate actions and documentation. Prepare management information reports for internal and external purposes. Track German and EU regulatory developments, identifying and implementing necessary actions to ensure compliance. Provide compliance advisory services to other offices within the group as required. Qualifikation Proven experience in financial services, preferably within a securities house, broker-dealer, or wholesale banking environment. Strong knowledge of German and EU regulatory requirements and financial markets. Proficiency in interpreting legal texts and regulatory documentation. Excellent verbal and written communication skills in English; additional language skills are a plus. Ability to work independently while collaborating effectively within a team. Demonstrated ability to manage multiple priorities and deliver results in a fast-paced environment. Strong interpersonal skills, with the ability to build rapport and advise stakeholders on compliance matters. Familiarity with Control Room systems, processes, and standard Microsoft Office applications. Benefits Competitive Compensation : Attractive salary package with performance-based incentives. Career Development : Opportunities for professional growth, training, and leadership development programs. Work-Life Balance : Flexible working arrangements and comprehensive benefits to support your well-being. Global Exposure : Collaborate with international teams and gain insights into diverse regulatory environments. Inclusive Culture : Be part of a supportive and dynamic workplace that values diversity and collaboration. Noch ein paar Worte zum Schluss Our client is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.