Compliance Monitoring Officer m/f/d

Einleitung Are you ready to take ownership of critical compliance monitoring activities in a leading financial institution? This opportunity offers you the chance to work in a dynamic, high-stakes environment, ensuring regulatory compliance and managing financial crime risks. As a Compliance Monitoring Officer , you will play a key role in protecting the bank’s reputation, fostering a culture of compliance, and driving improvements in risk management practices. Aufgaben Independently plan, execute, and report on assigned monitoring reviews, focusing on regulatory compliance and financial crime topics, within designated deadlines. Prepare clear, concise, and re-performable working papers and reports in adherence to the Bank’s Monitoring Policy and Procedures. Ensure the factual accuracy and quality of all outputs, including findings, management information, and ad hoc tasks. Build and maintain productive relationships with stakeholders, contributing to a deeper understanding of the Bank\’s risk and control landscape. Present findings to stakeholders and agree on actionable, SMART remediation plans. Draft monitoring issues, risk statements, root cause analyses, and actions independently. Proactively follow up on identified issues, escalating overdue actions and extension requests promptly. Conduct first-level reviews of working papers and draft reports prepared by junior colleagues. Support the EU Head of Monitoring & Surveillance with periodic reviews of monitoring procedures and governance documentation. Assist in drafting the annual Compliance Monitoring Plan (CMP) and quarterly updates. Take ownership of monthly Monitoring Management Information preparation and provide input at team meetings and inter-office collaborations. Stay updated on legal and regulatory compliance developments through relevant training and seminars. Monitor changes in the Bank’s products, activities, and regulations to assess potential impacts on risks and reviews. Deputize for the EU Head of Monitoring & Surveillance during meetings and support senior Compliance team members with ad hoc requests and project work. Qualifikation Proven experience in the financial sector, with a background in Compliance or Audit. Strong understanding of regulatory requirements, industry expectations, and financial crime risks in banking. Solid grasp of risk and control frameworks and their practical application. Excellent written and verbal communication skills, with strong attention to detail and analytical capabilities. Effective organizational skills with the ability to prioritize tasks and manage competing deadlines. Professional skepticism, an inquisitive mindset, and tenacity in achieving results. Innovative problem-solving skills with a logical approach. Ability to work independently and collaboratively as part of a team. University degree, banking apprenticeship, or equivalent qualification. Benefits Competitive Salary: A market-competitive salary based on experience and qualifications. Bonus: Performance-based annual bonus. Health and Wellness: Comprehensive health insurance plans and wellness programs. Retirement: Attractive pension plan with employer contributions. Professional Development: Opportunities for career growth, training, and development. Work-Life Balance: Flexible working hours and the option to work remotely. Employee Assistance Program: Access to confidential counseling and support services. Diverse and Inclusive Workplace: Commitment to fostering an inclusive work environment with a strong focus on diversity and inclusion. Noch ein paar Worte zum Schluss Our client is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.