Group Audit Manager WM Risk & Compliance
Aufgaben
Analyzing and assessing several Wealth Management Risks assumed by the business. Controlling Market-, Credit-, Operational-, Legal- and Compliance-Risks. Identifying and evaluating the effectiveness of controls designed to address those risks. Providing practical, innovative, and value‑added solutions to issues identified. Preparing reports of audit findings for senior management at local, global, functional and Group levels. Regularly and openly communicating with senior management on any findings or risks that they are facing. Monitoring the results, risk profile and developments within Wealth Management and Risk & Compliance and providing input for periodically reassessing the audit plan. Qualifikation
Master or Bachelor / CPA or CIA, as an advantage. Experience in audit, compliance, 2nd LoD, or internal control areas within the bank industry optimally with focus on Wealth Management. Good understanding of the financial market, of operational aspects, as well as process flows within and between banks and counterparts. Thorough knowledge of local regulatory requirements. Flexible and committed team player. Travel for audit assignments (5%). Fluent in German and English.
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Aufgaben
Analyzing and assessing several Wealth Management Risks assumed by the business. Controlling Market-, Credit-, Operational-, Legal- and Compliance-Risks. Identifying and evaluating the effectiveness of controls designed to address those risks. Providing practical, innovative, and value‑added solutions to issues identified. Preparing reports of audit findings for senior management at local, global, functional and Group levels. Regularly and openly communicating with senior management on any findings or risks that they are facing. Monitoring the results, risk profile and developments within Wealth Management and Risk & Compliance and providing input for periodically reassessing the audit plan. Qualifikation
Master or Bachelor / CPA or CIA, as an advantage. Experience in audit, compliance, 2nd LoD, or internal control areas within the bank industry optimally with focus on Wealth Management. Good understanding of the financial market, of operational aspects, as well as process flows within and between banks and counterparts. Thorough knowledge of local regulatory requirements. Flexible and committed team player. Travel for audit assignments (5%). Fluent in German and English.
#J-18808-Ljbffr
Group Audit Manager WM Risk & Compliance Arbeitgeber: Jobtailor
Als Global Director B2B – Business Development bei uns profitieren Sie von einer dynamischen und innovativen Arbeitsumgebung, die auf Zusammenarbeit und Kreativität setzt. Wir bieten Ihnen nicht nur attraktive Vergütungsmodelle und umfassende Weiterbildungsmöglichkeiten, sondern auch die Chance, in einem internationalen Team zu arbeiten, das Vielfalt und persönliche Entwicklung fördert. Unsere Unternehmenskultur legt großen Wert auf Flexibilität und Work-Life-Balance, sodass Sie Ihre Karriereziele in einem unterstützenden Umfeld erreichen können.
