Position Overview
We are looking for a full-time (100%) Senior Internal Auditor for the Global Products & Solutions Audit Team based in Zurich (Head Quarter). Your Challenge
As an experienced auditor in the Global Products & Solutions area, you will lead end-to-end audits covering trading, product sales and execution activities in Switzerland and, when required, internationally. Key Responsibilities
Leading the planning and execution of risk‑based audits, including scoping, fieldwork, reporting, and follow‑up Developing comprehensive audit plans with clearly defined objectives and risk focus Ensuring audit assignments are completed on time, within budget, and in full compliance with internal audit standards and methodology Independently assessing the materiality and impact of findings Conducting mandated participant audits for exchanges such as SIX Swiss Exchange and BX Swiss AG, verifying compliance with related exchange regulations and the Financial Market Infrastructure Act (FMIA) Preparing formal audit reports in English, communicating findings clearly and constructively Presenting actionable insights and recommendations to stakeholders at all levels, including Senior Management, and proactively monitoring remediation progress Applying data analytics techniques to enhance testing coverage, objectivity, and efficiency Contributing to special assignments, including ad‑hoc reviews, investigations, and deep dives Collaborating in interdisciplinary teams (e.g. integrated process audits with IT and data analytics driving improvements) Building trusted relationships with business partners and control functions, delivering sound, solution‑oriented insights Proactively tracking regulatory developments and internal changes to support audit planning and strengthen risk assessment processes Supporting junior team members through coaching and skill development to foster a positive “One Team” culture based on collaboration and continuous learning Your Profile
Personal and Social Skills
Team‑oriented with enthusiasm and a proactive mindset, committed to collaborative success Excellent communication skills, able to interact professionally with stakeholders across functions and seniority levels, including Senior Management Strong analytical and conceptual skills, with the ability to understand complex business transactions quickly Results‑driven and resilient, thriving in a dynamic, target‑oriented environment Self‑directed and reliable, capable of working independently and taking ownership of responsibilities Personal integrity and commitment to ethical decision‑making Professional and Technical Skills
Robust audit experience within an internal or external audit function in the Swiss financial sector, preferably with a focus on trading, product sales and execution activities (min. 5 years). Experience in exchange‑mandated participant audits (e.g., SIX Exchange Regulation (SER), Financial Market Infrastructure Act (FMIA)) is advantageous University degree or equivalent, preferably in Economics, Finance, Banking or comparable qualification Audit related certification (e.g., CIA, CPA) or further education in financial markets and risk disciplines (e.g., FRM, CRM, CFA) is considered a strong advantage Practical experience in data analytics is considered beneficial Expertise in auditing internal control systems and associated front‑to‑back processes and controls Excellent command of written and spoken German and English. Additional language skills are a plus Willingness and ability to travel up to approximately 3‑4 weeks per year
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We are looking for a full-time (100%) Senior Internal Auditor for the Global Products & Solutions Audit Team based in Zurich (Head Quarter). Your Challenge
As an experienced auditor in the Global Products & Solutions area, you will lead end-to-end audits covering trading, product sales and execution activities in Switzerland and, when required, internationally. Key Responsibilities
Leading the planning and execution of risk‑based audits, including scoping, fieldwork, reporting, and follow‑up Developing comprehensive audit plans with clearly defined objectives and risk focus Ensuring audit assignments are completed on time, within budget, and in full compliance with internal audit standards and methodology Independently assessing the materiality and impact of findings Conducting mandated participant audits for exchanges such as SIX Swiss Exchange and BX Swiss AG, verifying compliance with related exchange regulations and the Financial Market Infrastructure Act (FMIA) Preparing formal audit reports in English, communicating findings clearly and constructively Presenting actionable insights and recommendations to stakeholders at all levels, including Senior Management, and proactively monitoring remediation progress Applying data analytics techniques to enhance testing coverage, objectivity, and efficiency Contributing to special assignments, including ad‑hoc reviews, investigations, and deep dives Collaborating in interdisciplinary teams (e.g. integrated process audits with IT and data analytics driving improvements) Building trusted relationships with business partners and control functions, delivering sound, solution‑oriented insights Proactively tracking regulatory developments and internal changes to support audit planning and strengthen risk assessment processes Supporting junior team members through coaching and skill development to foster a positive “One Team” culture based on collaboration and continuous learning Your Profile
Personal and Social Skills
Team‑oriented with enthusiasm and a proactive mindset, committed to collaborative success Excellent communication skills, able to interact professionally with stakeholders across functions and seniority levels, including Senior Management Strong analytical and conceptual skills, with the ability to understand complex business transactions quickly Results‑driven and resilient, thriving in a dynamic, target‑oriented environment Self‑directed and reliable, capable of working independently and taking ownership of responsibilities Personal integrity and commitment to ethical decision‑making Professional and Technical Skills
Robust audit experience within an internal or external audit function in the Swiss financial sector, preferably with a focus on trading, product sales and execution activities (min. 5 years). Experience in exchange‑mandated participant audits (e.g., SIX Exchange Regulation (SER), Financial Market Infrastructure Act (FMIA)) is advantageous University degree or equivalent, preferably in Economics, Finance, Banking or comparable qualification Audit related certification (e.g., CIA, CPA) or further education in financial markets and risk disciplines (e.g., FRM, CRM, CFA) is considered a strong advantage Practical experience in data analytics is considered beneficial Expertise in auditing internal control systems and associated front‑to‑back processes and controls Excellent command of written and spoken German and English. Additional language skills are a plus Willingness and ability to travel up to approximately 3‑4 weeks per year
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Senior Business Auditor – Global Products & Solutions with focus on Trading, Product Sales and [...] Arbeitgeber: Julius Baer
Julius Baer bietet eine herausragende Arbeitsumgebung in Zürich, die von einer agilen und kollaborativen Kultur geprägt ist. Als Senior Java Backend Architect haben Sie die Möglichkeit, innovative cloud-native Systeme zu gestalten und Ihre Fähigkeiten in modernen Java-Technologien weiterzuentwickeln. Das Unternehmen fördert aktiv das Wachstum seiner Mitarbeiter und bietet zahlreiche Weiterbildungsmöglichkeiten, um Ihre Karriere im Bereich Wealth Management voranzutreiben.
