- Lead and further develop the German Compliance function
- Identify, assess and monitor Compliance risks across areas including AML, sanctions, MiFID/WpHG, fraud prevention and ethics
- Maintain and develop Compliance policies, procedures and internal controls
- Act as a key Compliance adviser to management and operational business functions
- Oversee the annual Second Line Compliance monitoring and control programme
- Monitor relevant regulatory developments and coordinate their implementation
- Coordinate and support regulatory examinations and responses to supervisory requests
- Deliver Compliance training and awareness initiatives across the organisation
- Support Compliance considerations relating to new products and business activities
Your Profile
- Several years of relevant experience within Compliance in banking or another regulated financial institution
- Strong knowledge of German and European banking regulation
- Good understanding of MaRisk, WpHG/MiFID and AML/GwG requirements
- Experience in Compliance monitoring, risk assessments, policies and controls
- Exposure to regulators and/or regulatory examinations would be highly advantageous
- Previous MLRO, Deputy MLRO or AML Officer experience is desirable
- Leadership experience or clear readiness to take on responsibility for a small team
- Strong stakeholder-management and communication skills
#J-18808-Ljbffr
Senior Compliance Officer - Banking (m/w/d) in Düsseldorf Arbeitgeber: Larson Maddox
Unser Kunde ist eine etablierte Bank, die ein dynamisches und unterstützendes Arbeitsumfeld bietet, in dem Teamarbeit und kontinuierliche Weiterbildung gefördert werden. Als AML Operations Analyst haben Sie die Möglichkeit, an vorderster Front gegen Finanzkriminalität zu kämpfen und dabei mit verschiedenen internen Abteilungen sowie externen Behörden zusammenzuarbeiten. Die Position bietet nicht nur attraktive Vergütungspakete, sondern auch hervorragende Entwicklungsmöglichkeiten in einem sich ständig weiterentwickelnden Sektor.
