Leonteq is a Swiss fintech company and a leading marketplace for structured investment solutions. Combining capital markets expertise with proprietary technology, the company provides access to a wide range of structured investment opportunities.
Entrepreneurial thinking is central to how we work. Expertise is valued, ownership is encouraged, and employees are empowered to actively shape their areas of responsibility. Innovation and continuous improvement are part of daily life, making Leonteq a dynamic and collaborative place to grow your career.
ABOUT THE ROLE At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence and our entrepreneurial spirit. Our organisational values people together, passion, dedication, quality and expertise are our guiding north star.
WHAT YOU'LL DO Interact with the Sales & Trading division, assess existing and prospect business relationships, conduct ad hoc and periodic process reviews, ensure compliance with applicable regulatory requirements and internal policies
Provide compliance advisory support on Swiss and European regulatory requirements, including FIDLEG/ FINIG, MiFIDII, EMIR, FinSA/ FinIA, and other relevant regulations
Perform compliance reviews and monitoring activities, identify potential risks, and contribute to management reporting and regulatory reporting processes
Maintain compliance records, databases, and document management systems, ensuring accuracy, completeness, and timely updates
Review and enhance compliance-related templates, disclosures, policies, procedures, and standard documentation used across Swiss business activities
Prepare compliance assessments, risk analyses, internal memoranda, and advisory notes for business stakeholders and senior management
Conduct regulatory analysis and monitor legal and regulatory developments, assessing their impact on the business and supporting implementation activities
Partner closely with Front Office, Operations, Legal, Risk, and other stakeholders to provide compliance guidance and support business initiatives
Support internal audits, regulatory inspections, remediation programs, and compliance projects, ensuring timely and effective execution of action plans
Contribute to the development and enhancement of the firm's compliance framework, controls, and governance processes
WHAT YOU'LL NEED Master’s degree in Economics, Business Administration, Law/Compliance/Regulatory or similar
3 to 5 years of experience in Compliance, Internal Audit, Risk Management, or a related control function within the global financial services industry
Preferably first working experience in an advisory mandate with one of the Big 4 Advisory firms
In-depth knowledge of capital markets and related regulations (FIDLEG/ FINIG, MiFIDII, EMIR, FinSA/ FinIA)
Dedicated and responsible with strong team-player attitude
Independent and solution-oriented approach
Ability to work under pressure, manage own goals, set up priorities and go the extra mile
Good MS Office Skills
Min. Swiss Residence (Permit B)
NICE TO HAVE Additional language skills
WHY YOU'LL LOVE WORKING HERE Experience the dynamics of a leading fintech company
Insight opportunities across all departments to understand and build know-how in the mechanics of the structured investment product value chain
#J-18808-Ljbffr
Entrepreneurial thinking is central to how we work. Expertise is valued, ownership is encouraged, and employees are empowered to actively shape their areas of responsibility. Innovation and continuous improvement are part of daily life, making Leonteq a dynamic and collaborative place to grow your career.
ABOUT THE ROLE At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence and our entrepreneurial spirit. Our organisational values people together, passion, dedication, quality and expertise are our guiding north star.
WHAT YOU'LL DO Interact with the Sales & Trading division, assess existing and prospect business relationships, conduct ad hoc and periodic process reviews, ensure compliance with applicable regulatory requirements and internal policies
Provide compliance advisory support on Swiss and European regulatory requirements, including FIDLEG/ FINIG, MiFIDII, EMIR, FinSA/ FinIA, and other relevant regulations
Perform compliance reviews and monitoring activities, identify potential risks, and contribute to management reporting and regulatory reporting processes
Maintain compliance records, databases, and document management systems, ensuring accuracy, completeness, and timely updates
Review and enhance compliance-related templates, disclosures, policies, procedures, and standard documentation used across Swiss business activities
Prepare compliance assessments, risk analyses, internal memoranda, and advisory notes for business stakeholders and senior management
Conduct regulatory analysis and monitor legal and regulatory developments, assessing their impact on the business and supporting implementation activities
Partner closely with Front Office, Operations, Legal, Risk, and other stakeholders to provide compliance guidance and support business initiatives
Support internal audits, regulatory inspections, remediation programs, and compliance projects, ensuring timely and effective execution of action plans
Contribute to the development and enhancement of the firm's compliance framework, controls, and governance processes
WHAT YOU'LL NEED Master’s degree in Economics, Business Administration, Law/Compliance/Regulatory or similar
3 to 5 years of experience in Compliance, Internal Audit, Risk Management, or a related control function within the global financial services industry
Preferably first working experience in an advisory mandate with one of the Big 4 Advisory firms
In-depth knowledge of capital markets and related regulations (FIDLEG/ FINIG, MiFIDII, EMIR, FinSA/ FinIA)
Dedicated and responsible with strong team-player attitude
Independent and solution-oriented approach
Ability to work under pressure, manage own goals, set up priorities and go the extra mile
Good MS Office Skills
Min. Swiss Residence (Permit B)
NICE TO HAVE Additional language skills
WHY YOU'LL LOVE WORKING HERE Experience the dynamics of a leading fintech company
Insight opportunities across all departments to understand and build know-how in the mechanics of the structured investment product value chain
#J-18808-Ljbffr
