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- Aufgaben: Lead legal and compliance functions for an AIFM, ensuring adherence to regulations.
- Arbeitgeber: Join a dynamic team with international colleagues in a supportive work environment.
- Mitarbeitervorteile: Enjoy a competitive salary and flexible working conditions.
- Warum dieser Job: Make a real impact in compliance while growing your expertise in the fund industry.
- Gewünschte Qualifikationen: 8+ years in fund industry, law degree, and strong compliance knowledge required.
- Andere Informationen: This is a full-time, 11-month contract covering maternity leave.
Das voraussichtliche Gehalt liegt zwischen 72000 - 84000 € pro Jahr.
11-month fixed contract (maternity leave coverage), Full-time position
What’s in it for you:
- Manage the in-house legal & compliance function
- Friendly and flexible working environment with international and experienced colleagues
- Competitive compensation package that complements your experience
Your key responsibilities:
- Lead the legal, compliance and AML function of the AIFM and act as RC of the AIFM and the fund(s)
- Perform and oversee compliance controls on the activity of the AIFM according to Compliance Monitoring Plan
- Monitor and update policies and procedures of the AIFM
- Identify and assess the compliance risk of the AIFM including AML/CFT risk as well as applicable laws and regulations
- Prepare external regulatory reporting to the CSSF and AED, as well as compliance reports to the Board and Senior Management of the AIFM
- Draft and review fund legal documents, agreements, corporate resolutions
- Legal monitoring and impact assessment of new laws and regulations on the AIFM and the fund(s)
- Supporting company-wide projects with legal and regulatory advice
- Act as contact person towards the regulators
Your background:
- Minimum 8 years’ of relevant experience in the fund industry (preferably in a management company/ AIFM), prior CSSF approval as Conducting Officer for Compliance and AML would be a plus
- Proven ability to develop and implement compliance programs, policies, and procedures
- Degree in law, business law, or equivalent.
- Excellent knowledge of the laws and regulations relevant to the funds industry (especially AIFM and AML/CFT related)
- Very good skills in English (written and spoken), knowledge of German or French would be a plus
#J-18808-Ljbffr
Conducting Officer Legal & Compliance Arbeitgeber: LexGO
Kontaktperson:
LexGO HR Team
StudySmarter Bewerbungstipps 🤫
So bekommst du den Job: Conducting Officer Legal & Compliance
✨Tip Number 1
Make sure to highlight your experience in the fund industry, especially if you have worked in a management company or AIFM. This will show that you understand the specific challenges and requirements of the role.
✨Tip Number 2
Emphasize any prior CSSF approval as a Conducting Officer for Compliance and AML. This is a significant advantage and demonstrates your credibility in the field.
✨Tip Number 3
Be prepared to discuss your experience in developing and implementing compliance programs. Providing concrete examples of how you've successfully managed compliance risks will set you apart.
✨Tip Number 4
Since the role requires excellent knowledge of laws and regulations relevant to the funds industry, brush up on recent changes in AIFM and AML/CFT regulations. Being well-informed will demonstrate your commitment and expertise.
Diese Fähigkeiten machen dich zur top Bewerber*in für die Stelle: Conducting Officer Legal & Compliance
Tipps für deine Bewerbung 🫡
Understand the Role: Make sure to thoroughly understand the responsibilities of a Conducting Officer in Legal & Compliance. Highlight your relevant experience and how it aligns with the key responsibilities listed in the job description.
Tailor Your CV: Customize your CV to emphasize your 8+ years of experience in the fund industry, particularly in compliance and AML. Include specific examples of compliance programs you have developed or implemented.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your legal expertise and understanding of the AIFM and AML/CFT regulations. Mention your previous roles and how they prepare you for this position.
Highlight Language Skills: If you have knowledge of German or French, make sure to mention it prominently in your application. This can set you apart from other candidates and show your ability to communicate in an international environment.
Wie du dich auf ein Vorstellungsgespräch bei LexGO vorbereitest
✨Showcase Your Experience
Make sure to highlight your 8+ years of relevant experience in the fund industry. Be prepared to discuss specific examples of how you've managed compliance programs and your familiarity with AIFM regulations.
✨Demonstrate Legal Knowledge
Brush up on the laws and regulations relevant to the funds industry, especially those related to AIFM and AML/CFT. Being able to discuss recent changes or challenges in these areas will show your expertise.
✨Prepare for Regulatory Questions
Since you'll be acting as a contact person towards regulators, anticipate questions about your experience with regulatory reporting and compliance controls. Have examples ready that demonstrate your ability to navigate these interactions effectively.
✨Communicate Clearly in English
Given the requirement for excellent English skills, practice articulating your thoughts clearly and concisely. If you know German or French, consider mentioning this as it could set you apart from other candidates.
