Overview
In this role you drive AML due diligence and onboarding compliance for Private Banking clients, aligning risk assessments with regulatory requirements. You collaborate with Front Office and Client Lifecycle teams to manage complex cases, including High Risk and PEP, within a Geneva office setting. You contribute to due diligence, periodic reviews, and risk mitigation while supporting audit and regulatory demands. This position combines expert compliance governance with practical guidance for business objectives in a prestigious, globally focused firm.
Verantwortungsbereiche
- Carry out operational due diligence reviews per CDB standards, FINMA and Swiss AML law
- Conduct onboarding, Change of Circumstances and event-triggered reviews for Private Banking clients
- Perform background screening using SmartKYC and open media
- Develop compliance risk assessments covering account purpose/structure, personal background, and plausibility of SoW/SoF
- Assess risk scores (country, industry) and align with exposure
- Submit cases to Due Diligence Committee for high/very high risk or PEP clients
- Oversee follow-up actions and validate systems in CRM
- Provide onboarding advice for PEP/high/medium/low risk clients and serve as knowledge center for complex structures
- Advise Front Office and Client Lifecycle teams on AML matters and joint functions
- Meet tight regulatory and business deadlines for compliance reviews
- Collaborate with Front Office to align regulatory requirements with business objectives
- Support Swiss Head Compliance Onboarding and Review with audit-prep tasks
Zentrale Anforderungen
- 6-8 years in Due Diligence and AML reviews in financial services
- Fluency in French and English; other languages nice to have
- Experience with private client due diligence and market coverage
- Proven ability to handle High Risk, PEP, and Complex Structures
- Experience with due diligence aspects: AML, CDB, FATCA, Tax and CRS
- Bachelor’s degree in law or equivalent
- Ability to summarize complex topics and drive practical outcomes under pressure
- Ability to document risks and mitigants clearly in English
- Strong interpersonal, communication, presentation and influencing skills
- Resident in Switzerland; 100% on-site in Geneva
- strong communication and influencing skills
- ability to work under pressure
- team collaboration with front office
- AML and KYC due diligence
- FATCA/CRS knowledge
- CDB standards
Senior AML Compliance Officer (80-100%) in Genève Arbeitgeber: Lombard Odier Group
Lombard Odier bietet eine dynamische und unterstützende Arbeitsumgebung, die Innovation und Zusammenarbeit fördert. Als Cloud Security Engineer haben Sie die Möglichkeit, an spannenden Projekten in einem hybriden Cloud-Umfeld zu arbeiten und Ihre Fähigkeiten in einem internationalen Team weiterzuentwickeln. Zudem profitieren Sie von umfangreichen Weiterbildungsmöglichkeiten und einer positiven Unternehmenskultur, die Vielfalt und persönliche Entwicklung schätzt.
