Group Risk Assurance Controls Specialist

A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents.

With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services, and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide advanced banking technology to other financial institutions.

“Rethink Everything” is our philosophy – it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients.

We are seeking a highly skilled, motivated, and proactive Risk Assurance Controls Specialist to join the Operational Risk Management department in Switzerland. The role involves designing and executing control testing plans, assessing key controls, identifying gaps, recommending improvements, and documenting outcomes for senior management.

YOUR ROLE

Control Testing & Monitoring:

• Conduct regular and ad-hoc control testing aligned with operational risk policies.
• Assess controls across business units for compliance and effectiveness.
• Identify weaknesses and risks, reporting findings to management.
• Track remediation efforts and support risk assurance program development.

Second Line of Defense:

• Ensure independent oversight of first line risk management practices.
• Provide assessments and evaluations to management and stakeholders.

Risk Reporting & Communication:

• Prepare reports on control effectiveness and risks.
• Recommend risk mitigation strategies.
• Communicate with stakeholders at all levels.

Continuous Improvement:

• Enhance control frameworks and testing methodologies.
• Stay updated on regulations and industry best practices.
• Promote a culture of risk awareness and provide guidance on best practices.

YOUR PROFILE

• Bachelor’s degree in relevant fields preferred.
• At least 3 years of experience in private banking or financial services, with 1+ year in operational risk or control testing.
• Understanding of the three lines of defense model.
• Expertise in control testing, risk assessments, and reporting.
• Knowledge of banking regulations (e.g., FINMA, Basel III).
• Excellent analytical and communication skills in English and French; additional languages advantageous.
• Resident in Switzerland and able to collaborate effectively with diverse stakeholders.

Our Maison’s DNA is defined by five core values: Excellence , Innovation , Respect , Integrity , and One Team . We promote diversity, equity, and inclusion, encouraging internal mobility and upskilling. We believe diverse teams are key to our success.

It is an exciting time to join our Teams. All applications will be handled in the strictest confidence.

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