An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents.
With a history spanning over 230 years,
Lombard Odier
is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through
Lombard Odier Investment Managers
and provide advanced banking technology to other financial institutions.
“Senior AML Compliance Officer (6-month contract) Starting September 26, we are looking for a Senior AML Compliance Officer for a 6-month contract, based in Geneva, to join our Onboarding team. Perform on-boarding, Change of Circumstances and event-triggered reviews of Private Banking clients, especially but not only from/in the Swiss domestic and International Markets. Develop and write compliance risk assessment with focus on:Account purposeAccount structureProfessional/Personal background of clientSoW/SoF plausibility and verificationNegative news subject to Financial Crime or Terrorist Finance, Sanctions, PEP or Reputational Risk Risk score evaluation (country risk, risk industry etc)Align risk assessment with potential existing exposureTransactions review where required for existing exposure Manage case submission incl. Compliance Risk Assessment to Due Diligence Committee for new High risk / Very high risk or PEP classified clients or where new material risks were identified for existing clients Ensure control of respective follow up actions assigned and perform system validation in CRM Provide advice and support, in relation to all AML matters, to: Front Office, Client Lifecycle Management and other teams in relation to joint functions Work to meet tight deadlines in order to perform the required Compliance reviews according to regulatory and business requirements Support the Swiss Head Compliance Onboarding and Review with any special tasks including audit relevant preparatory or follow-up work Fluency in French and English is a must with comprehension of any further language as nice to have asset ~ As an AML Compliance Officer, having been responsible for private client due diligence related questions and relevant market coverage ~ Bachelor’s degree in law (or equivalent) or evidence of comparable academic / work achievement ~ Capability to develop and write detailed compliance assessments in English with clear documentation of risks and development of mitigants ~ In particular, a proven ability to foster productive relationships with front office staff and senior management; ~ 100% office job in Geneva with no possibility of remote work.
We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy.
With a history spanning over 230 years,
Lombard Odier
is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through
Lombard Odier Investment Managers
and provide advanced banking technology to other financial institutions.
“Senior AML Compliance Officer (6-month contract) Starting September 26, we are looking for a Senior AML Compliance Officer for a 6-month contract, based in Geneva, to join our Onboarding team. Perform on-boarding, Change of Circumstances and event-triggered reviews of Private Banking clients, especially but not only from/in the Swiss domestic and International Markets. Develop and write compliance risk assessment with focus on:Account purposeAccount structureProfessional/Personal background of clientSoW/SoF plausibility and verificationNegative news subject to Financial Crime or Terrorist Finance, Sanctions, PEP or Reputational Risk Risk score evaluation (country risk, risk industry etc)Align risk assessment with potential existing exposureTransactions review where required for existing exposure Manage case submission incl. Compliance Risk Assessment to Due Diligence Committee for new High risk / Very high risk or PEP classified clients or where new material risks were identified for existing clients Ensure control of respective follow up actions assigned and perform system validation in CRM Provide advice and support, in relation to all AML matters, to: Front Office, Client Lifecycle Management and other teams in relation to joint functions Work to meet tight deadlines in order to perform the required Compliance reviews according to regulatory and business requirements Support the Swiss Head Compliance Onboarding and Review with any special tasks including audit relevant preparatory or follow-up work Fluency in French and English is a must with comprehension of any further language as nice to have asset ~ As an AML Compliance Officer, having been responsible for private client due diligence related questions and relevant market coverage ~ Bachelor’s degree in law (or equivalent) or evidence of comparable academic / work achievement ~ Capability to develop and write detailed compliance assessments in English with clear documentation of risks and development of mitigants ~ In particular, a proven ability to foster productive relationships with front office staff and senior management; ~ 100% office job in Geneva with no possibility of remote work.
We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy.
(Senior) Business Compliance Officer Arbeitgeber: Lombard Odier
Lombard Odier ist ein hervorragender Arbeitgeber, der seinen Mitarbeitern nicht nur eine spannende Karriere in einem renommierten globalen Vermögens- und Asset-Management-Unternehmen bietet, sondern auch ein starkes Engagement für nachhaltige Investitionen zeigt. Mit einem Fokus auf Vielfalt, Chancengleichheit und Inklusion fördert das Unternehmen ein motivierendes und kollaboratives Arbeitsumfeld in Genf, wo Mitarbeiter durch individuelle Weiterbildungsprogramme und interne Mobilität wachsen können. Die Werte von Exzellenz, Innovation, Respekt und Integrität prägen die Unternehmenskultur und machen Lombard Odier zu einem attraktiven Arbeitsplatz für alle, die eine sinnvolle und erfüllende Beschäftigung suchen.
