Group Head of Regulatory Compliance in Genève

Group Head of Regulatory Compliance in Genève

Genève Vollzeit Vor Ort
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h3Company Description /h3pJoining Mirabaud, means entering an entrepreneurial and innovative environment. With the 7th generation of the Mirabaud family working within the bank, the culture is that of a family business. With over 700 employees based in 8 countries worldwide, Mirabaud offers opportunities to develop one’s career across an international network of 13 offices. /ph3Job Description /h3pThe Head of Regulatory Compliance Group is responsible for establishing, maintaining, and continuously enhancing the Group Regulatory Compliance framework. The role ensures that the organization complies with applicable regulatory requirements relating to investor protection, conduct risk, product governance, cross-border activities, conflicts of interest and other regulatory obligations. The position also oversees the Compliance Monitoring Programme (CMP) and promotes a strong culture of compliance across the Group. /ppbThis role can be located in Switzerland, London or Luxembourg /b /pulliDevelop, implement, and continuously enhance the Group Regulatory Compliance framework, ensuring compliance with applicable regulations and industry best practices; /liliOversee the Group's investor protection and conduct risk framework; /liliEstablish and maintain an effective product governance framework covering the entire product lifecycle; /liliEnsure the identification, management, and monitoring of conflicts of interest; /liliEstablish and monitor the Group cross-border framework, providing guidance on regulatory requirements applicable to international activities; /liliPromote awareness and understanding of Regulatory Compliance requirements across the Group, ensuring that regulatory obligations and best practices are effectively embedded within business activities and decision-making processes; /liliDesign, implement, and oversee the Compliance Monitoring Programme (CMP), ensuring effective monitoring of regulatory risks and timely remediation of identified issues; /liliAdvise senior management and business stakeholders on regulatory developments and their impact on the Group's activities; /liliDevelop and maintain key risk indicators (KRIs) and key performance indicators (KPIs) for the Group; /liliPrepare and present Regulatory Compliance reporting to senior management and governance committees; /liliCoordinate with regulators, Internal Audit, External Audit, Risk Management, and other control functions on Regulatory Compliance matters; /li /ulh3Qualifications /h3ulliUniversity degree in Law, Finance, Economics, Business Administration or other related discipline; /liliProfessional certifications in Compliance or Risk Management would be recommended; /lili7-10 years of experience in Regulatory Compliance within the banking or financial industry; /liliDemonstrated experience in the development and implementation of Regulatory Compliance frameworks and governance programmes; /liliProven experience interacting with regulators, Internal Audit, External Audit, senior management, and Board-level committees; /liliStrong understanding of regulatory developments and emerging compliance risks across multiple jurisdictions; /liliResults-oriented mindset with a proactive and pragmatic approach to problem-solving; /liliProven ability to operate effectively in a global matrix environment and provide functional leadership across jurisdictions; /liliStrong communication and presentation skills, with the ability to convey complex matters to senior executives; /liliFluent in English; French would be a plus. /li /ulh3Additional Information /h3pbStep into the action! /b /pulliFamily-friendly and dynamic environment; /liliDirect impact on the business, no matter your position or seniority; /liliWork in a dynamicenvironment that encourages autonomy and entrepreneurship; /liliFlexible working arrangements to help you achieve a better work-life balance; /liliVariety of cultural and sporting activities during your free time; /liliInclusion and equal treatment; /liliVarious employee benefits family friendly benefits. /li /ul #J-18808-Ljbffr

Group Head of Regulatory Compliance in Genève Arbeitgeber: Mirabaud & Cie SA

Mirabaud bietet eine unternehmerische und innovative Arbeitsumgebung, die von der Familientradition geprägt ist. Mit über 700 Mitarbeitern in 8 Ländern weltweit fördert das Unternehmen eine dynamische und familienfreundliche Kultur, die direkte Auswirkungen auf das Geschäft hat, unabhängig von Position oder Hierarchie. Mitarbeiter haben die Möglichkeit, ihre Karriere in einem internationalen Netzwerk zu entwickeln und profitieren von einem Umfeld, das Autonomie und Unternehmertum schätzt.

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Mirabaud & Cie SA Recruiting-Team