pAre you a legal or compliance professional with expertise in financial markets regulation and Best Execution requirements, ready to help maintain robust regulatory policies and governance frameworks within private banking? /p pWe are supporting a leading private banking and wealth management organisation looking for a bCompliance Specialist – Best Execution /b to provide subject matter expertise and ensure that its Best Execution arrangements remain compliant with regulatory requirements and aligned with industry best practices. /p h3Key Responsibilities /h3 ul liDraft, review and maintain Best Execution policies, standards and governance frameworks. /li liProvide subject matter expertise on Best Execution requirements and financial markets regulation. /li liSupport the ongoing compliance of the bank’s Best Execution arrangements with applicable regulatory requirements. /li liReview and maintain existing policies and standards to ensure alignment with industry best practices. /li liCollaborate with internal stakeholders and external partners on Best Execution-related matters. /li liApply strong analytical judgement and attention to detail when reviewing regulatory requirements and governance documentation. /li /ul h3Requirements /h3 ul liLaw degree with expertise in financial markets regulation and Best Execution requirements, or experience as a Best Execution specialist with strong regulatory knowledge. /li liSound understanding of Best Execution requirements and financial markets regulation. /li liStrong analytical and problem-solving skills, with a high level of attention to detail. /li liExcellent written and verbal communication skills. /li liStrong stakeholder management skills and the ability to collaborate effectively with internal teams and external partners. /li /ul pbStart: /b /p #J-18808-Ljbffr
Compliance Specialist (60% workload) Arbeitgeber: Nicoll Curtin
Nicoll Curtin bietet eine dynamische und innovative Arbeitsumgebung in Basel, die es Ihnen ermöglicht, an der Spitze der Technologie zu arbeiten. Mit einem starken Fokus auf Mitarbeiterentwicklung und einer Kultur der Zusammenarbeit fördern wir Ihre beruflichen Wachstumschancen und bieten Ihnen die Möglichkeit, an spannenden Projekten im Bereich KI und Cloud-Infrastruktur mitzuwirken. Genießen Sie flexible Arbeitszeiten und ein unterstützendes Team, das Ihre Ideen schätzt und fördert.