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- Aufgaben: Lead compliance monitoring and develop policies for regulatory obligations in a global asset management firm.
- Arbeitgeber: PIMCO is a top-tier global investment management firm focused on delivering innovative financial solutions.
- Mitarbeitervorteile: Enjoy a dynamic work environment in Munich with opportunities for professional growth and collaboration.
- Warum dieser Job: Join a vital role in shaping compliance standards while working with a global team in finance.
- Gewünschte Qualifikationen: 4-6 years in compliance or legal roles, with strong knowledge of EU and UK regulations required.
- Andere Informationen: This is a 12-month contract position with potential pathways for career advancement.
Das voraussichtliche Gehalt liegt zwischen 72000 - 100000 € pro Jahr.
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world’s largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.
Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.
Overview
PIMCO is seeking a Compliance Expert to lead PEG\’s Compliance Monitoring Program, focusing on branch and shareholder oversight. The ideal candidate will have strong knowledge of regulatory requirements for PIMCO Europe GmbH (PEG) and its EU and UK branches, with familiarity in Real Estate and Swiss regulations as a plus. This role is vital for maintaining a top-tier Compliance program and collaborating with teams within a global asset management firm. The position is based in Munich within the EMEA Regulatory Compliance team.
Key Responsibilities
- Compliance Program Development: Develop, promote, and implement Compliance policies, standards, and procedures to ensure PEG and EMEA staff operate in compliance with regulatory obligations.
- Compliance Monitoring Program: Maintain a best-in-class Compliance Monitoring Program covering WpHG, WpIG, GwG, BaFin ordinances, and ESMA publications (including SFDR and other sustainability-related publications), providing advice, training, regulatory filings, and monitoring activities. Coordinate internal and external audits to ensure compliance standards are met.
- Communication and Reporting: Exhibit exceptional communication skills and effectively manage a busy, time-sensitive environment. Report to PEG\’s Compliance Officer in Munich, with a pathway to becoming PEG\’s Deputy Compliance Officer.
- Business Understanding: Enhance program execution by understanding PEG\’s business operations, particularly in Institutional and Intermediary Client Relationship Management, Marketing, Business Development, and Portfolio Management.
- Regulatory Evolution: Evolve the EMEA Compliance program through ongoing analysis of the regulatory environment, including horizon scanning for changes and integrating industry best practices.
- Global Team Contribution: Contribute to the global regulatory compliance team focused on EU, German, and UK regulatory frameworks, while participating in local, regional, and global project work and working groups.
Requirements
- Experience: Minimum 4 to 6 years in compliance, legal, or audit roles within a global financial services organization, focusing on strategic advice for financial services.
- Asset Management Knowledge: Experience as a Compliance Officer in a Financial Services Firm or KVG, with a focus on investment funds, fixed income, and equity products.
- Financial Product Familiarity: Knowledge of various financial products, including derivatives, structured products, and alternative investments, is a plus.
- Regulatory Knowledge: Strong understanding of UK and EU regulations relevant to PIMCO Europe GmbH (PEG) and its branches, with the ability to navigate complex regulatory environments.
- Compliance Expertise: Proven experience in executing and enhancing risk-based, audit-ready Compliance monitoring programs.
- Communication Skills: Exceptional ability to present complex regulatory concepts clearly to diverse audiences.
- Client-Centric Approach: Commitment to high professional standards and client service, fostering collaborative relationships.
- Adaptability: Flexibility in addressing complex subject matter while understanding business needs in a regulatory context.
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VP, Regulatory Compliance – 12m Contract (Munich) Arbeitgeber: PIMCO
Kontaktperson:
PIMCO HR Team
StudySmarter Bewerbungstipps 🤫
So bekommst du den Job: VP, Regulatory Compliance – 12m Contract (Munich)
✨Tip Number 1
Familiarize yourself with the specific regulatory frameworks that PIMCO operates under, especially those relevant to PEG and its branches in the EU and UK. This knowledge will not only help you understand the role better but also demonstrate your commitment to compliance during discussions.
✨Tip Number 2
Network with professionals in the compliance field, particularly those who have experience in asset management or financial services. Engaging with industry peers can provide insights into best practices and may even lead to referrals within PIMCO.
✨Tip Number 3
Stay updated on recent changes in regulations, especially those related to sustainability and compliance monitoring. Being able to discuss current trends and their implications for PIMCO will set you apart as a knowledgeable candidate.
✨Tip Number 4
Prepare to showcase your communication skills by practicing how to present complex regulatory concepts clearly. This is crucial for the role, as you'll need to convey important information to diverse audiences within the organization.
Diese Fähigkeiten machen dich zur top Bewerber*in für die Stelle: VP, Regulatory Compliance – 12m Contract (Munich)
Tipps für deine Bewerbung 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the VP, Regulatory Compliance position. Familiarize yourself with PIMCO's compliance framework and the specific regulatory obligations relevant to PEG.
Tailor Your CV: Customize your CV to highlight your experience in compliance, legal, or audit roles within financial services. Emphasize your knowledge of UK and EU regulations, as well as any relevant experience in asset management and financial products.
Craft a Compelling Cover Letter: Write a cover letter that showcases your expertise in compliance monitoring programs and your ability to communicate complex regulatory concepts. Mention specific examples from your past experience that demonstrate your fit for the role.
Highlight Communication Skills: Since exceptional communication skills are crucial for this role, ensure that your application reflects your ability to present complex information clearly. Use concise language and structure your application to make it easy for the hiring team to see your qualifications.
Wie du dich auf ein Vorstellungsgespräch bei PIMCO vorbereitest
✨Understand Regulatory Frameworks
Make sure you have a solid grasp of the UK and EU regulations relevant to PIMCO Europe GmbH. Be prepared to discuss how these regulations impact compliance monitoring and the specific challenges they present.
✨Showcase Your Compliance Experience
Highlight your previous roles in compliance, legal, or audit functions, especially within global financial services. Provide examples of how you've developed or enhanced compliance programs in past positions.
✨Demonstrate Communication Skills
Prepare to articulate complex regulatory concepts clearly and concisely. Think of examples where you've successfully communicated compliance issues to diverse audiences, showcasing your ability to simplify intricate topics.
✨Familiarize Yourself with PIMCO's Business
Research PIMCO's operations, particularly in Institutional and Intermediary Client Relationship Management. Understanding their business model will help you align your compliance strategies with their objectives.
