Head of Compliance (m/f/x)

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Scalable Capital is a leading digital investment platform in Europe. The company empowers everyone to shape their financial future. Scalable Broker makes it easy and affordable for clients to invest professionally in stocks, ETFs, and other exchange-traded products and set up savings plans. Scalable Wealth, the digital wealth management service, offers clients professional investment in ETF portfolios and is also adopted as a white-label solution by renowned B2B partners. With the European Investor Exchange (EIX), Scalable Capital offers a stock exchange for retail investors in Europe. Over 27 billion euro is held on the platform by more than one million clients. Founded in 2014, the company employs more than 500 people across Munich, Berlin, Vienna, and London. Together with the founding and management team around Erik Podzuweit and Florian Prucker, they are working on a new generation of financial services.

Visit our finance blog or check out our social media channels to learn what our Expert Teams have to say.

Our Company Values guide us daily in our work and collaboration. To learn more, see our values here (English).

Job Description

• Act as BaFin-appointed Compliance officer for MaComp- and MaRisk-Compliance and Single Safeguarding Officer
• Develop, implement, and maintain robust compliance policies, procedures, controls, and frameworks. Regularly review and update these to align with regulatory changes and industry best practices.
• Engage cross-functionally and with internal and external auditors to implement a best-in-class compliance management program, in line with regulatory standards and industry best practices.
• Coordinate compliance-related projects with internal teams and external partners. Lead the development and enhancement of compliance processes to ensure efficiency and effectiveness.
• Act as advisor and strategic partner to senior management, providing expert compliance insights and guidance to support decision-making and drive the organization\’s strategic initiatives.
• Provide strategic leadership, management, and guidance to the Compliance team. Foster a culture of operational excellence, continuous improvement, and collaboration. Mentor and develop team members to achieve their professional goals.

Qualifications

• University degree in law, business administration, or a related field
• Several years of professional experience in a comparable role within the financial services industry
• In-depth knowledge of applicable laws and regulations, such as MiFID 2, WpHG, KWG, MaComp, and MaRisk
• Adequate leadership experience
• Excellent stakeholder management, leadership, and communication skills with the ability to influence and collaborate effectively
• Ability to navigate in a fast-paced environment and apply a pragmatic, risk-based approach
• Business fluency in German and English

Additional Information

• Be part of one of Europe\’s fastest-growing and most visible Fintech startups, creating innovative services impacting our customers\‘ lives
• Work with an international, diverse, inclusive, and growing team dedicated to creating the best products for our clients
• Enjoy an office in a prime location in Munich or Prenzlauer Berg, surrounded by restaurants, cafés, and amenities
• Access to the latest hardware and tools to stay productive
• Participate in in-house knowledge sharing and utilize your Education Budget for growth
• Join free German language classes to experience German culture
• International relocation support available
• Flexible vacation policy and the option to work remotely abroad
• Attractive compensation package and company pension scheme
• Monthly contribution of 25% for the ‘Deutschland Jobticket’
• Enjoy a complimentary PRIME+ Broker subscription, replacing order commissions

Seniority level

• Mid-Senior level

Employment type

• Full-time

Job function

• Management

Industries

• Banking

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