Job Description
- Act as BaFin-appointed Compliance officer for MaComp- and MaRisk-Compliance and Single Safeguarding Officer
- Develop, implement, and maintain robust compliance policies, procedures, controls, and frameworks. Regularly review and update these to align with regulatory changes and industry best practices.
- Engage cross-functionally as well as with internal and external auditors to implement a best-in-class compliance management program, in line with regulatory standards and industry best practices
- Coordinate compliance-related projects with internal teams and external partners. Lead the development and enhancement of compliance processes to ensure efficiency and effectiveness.
- Act as advisor and strategic partner to senior management, providing expert compliance insights and guidance to support decision-making and drive the organization\'s strategic initiatives.
- Provide strategic leadership, management, and guidance to the Compliance team. Foster a culture of operational excellence, continuous improvement, and collaboration. Mentor and develop team members to achieve their professional goals.
- University degree in law, business administration or any related field
- Several years of professional experience in a comparable role in the financial services industry
- In-depth knowledge of applicable laws and regulations, such as MiFID 2, WpHG, KWG, MaComp and MaRisk etc
- Adequate leadership experience
- Excellent stakeholder management, leadership and communication skills with the ability to influence and collaborate effectively
- Ability to navigate in a fast-paced environment and to apply a pragmatic, risk-based approach
- Business fluency in German and English
- Be part of one of the fastest-growing and most visible Fintech startups in Europe, creating innovative services that have a substantial impact on the lives of our customers
- Work with an international, diverse, inclusive, and ever-growing team that loves creating the best products for our clients
- Work from our centrally located offices in the heart of Munich or Berlin, nestled in lively neighborhoods filled with vibrant restaurants, cozy cafés, and a wide range of convenient amenities or choose to work remotely within Germany (if eligible for the job)
- Be productive with the latest hardware and tools
- Learn and grow by joining our in-house knowledge sharing or career development xayajpt sessions and spending your individual Education Budget
- Learn and experience German culture first hand by joining our free German language classes
- International relocation support is provided if required
- Flexible vacation policy and the opportunity to work from abroad
- Benefit from an attractive compensation package and from the company pension scheme
- Monthly contribution of 50% for the ‘Deutschland Jobticket’
- Say goodbye to order commissions and say hello to your complimentary subscription of Scalable Capital\'s PRIME+ Broker
- Enjoy flexible and discounted sports activities with Urban Sports Club
- Mid-Senior level
- Full-time
- Management
- Banking
