Legal Compliance Manager •in

• S+P Compliance Services is a leading provider of integrated compliance solutions across Europe.
• As a certified full-service compliance partner (ISO 9001 & ISO / IEC 27001) , we support banks, investment firms, FinTechs, and asset managers with scalable, audit-proof and technology-driven compliance systems .
• We combine regulatory expertise with digital innovation – helping clients navigate complex frameworks like DORA , AMLA , ESG , and MiCA .

Tasks

As a Legal Compliance Manager, you’ll become a key part of our interdisciplinary team – working hands-on with our clients to meet evolving regulatory obligations.

• Regulatory Monitoring & Legal Assessment

Track and evaluate updates across relevant frameworks (e.g. WpIG, KAGB, MaRisk, GwG, DORA, AMLA)

Conduct and enhance internal risk analyses

• Implementation Concepts & Advisory

Develop actionable compliance concepts and support implementation

• Client Interaction & Authority Coordination

Support audits, reporting processes, and supervisory communications

• Banks and financial institutions
• FinTechs, crypto service providers and payment institutions
• ESG-driven and regulated non-financial corporates

Requirements

• Several years of professional experience in compliance, regulatory risk or legal advisory
• Ideally a background with a Big Four firm , legal consultancy , or regulated financial institution
• Solid knowledge of German and EU regulatory frameworks
• Independent working style, a collaborative mindset and a passion for digital solutions
• Structured training and certification for Compliance Officers
• Career development in a future-proof and fast-growing RegTech environment
• Access to high-profile client mandates – from onboarding to strategic outsourcing
• Remote work, flexible hours, and a professional, supportive team

S+P Compliance Services – Where Regulation Meets Innovation.

Your compliance. Our mission.

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