Compliance Regulatory Liaison, Vice President, Hybrid
Compliance Regulatory Liaison, Vice President, Hybrid

Compliance Regulatory Liaison, Vice President, Hybrid

München Vollzeit 72000 - 84000 € / Jahr (geschätzt) Kein Home Office möglich
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State Street

Auf einen Blick

  • Aufgaben: Lead regulatory interactions and manage compliance strategies in a hybrid work environment.
  • Arbeitgeber: Join State Street, a global leader in financial services and asset management.
  • Mitarbeitervorteile: Enjoy flexible working hours, wellness programs, and personal development opportunities.
  • Warum dieser Job: Be part of a dynamic team that shapes regulatory culture and drives impactful change.
  • Gewünschte Qualifikationen: 7+ years in financial services with strong communication skills; fluency in English required.
  • Andere Informationen: Work from home options available; diverse and inclusive workplace culture.

Das voraussichtliche Gehalt liegt zwischen 72000 - 84000 € pro Jahr.

Who we are looking for:

SSBI (State Street Bank International) Compliance Regulatory Liaison reports directly to SSBI Head of Compliance, and collaborates closely with SSBI Senior Management and State Street Global Compliance Regulatory Liaison Office. In this role you will contribute to fostering a positive regulatory culture and promoting proactive interaction with regulatory agencies. You will assist in the formulation and execution of the regulatory strategy by assessing areas of supervisory focus, monitoring the regulatory landscape, and evaluating regulatory intelligence.

The role can be performed in a hybrid model, where you can balance work from home and from the office in Frankfurt or Munich.

What you will be responsible for:

  1. Representing the unified voice of executive management as a key centralized point of contact for regulatory matters
  2. Executing decisively on strategic and tactical priorities related to building and maintaining a strong regulatory posture and managing regulatory risk
  3. Credible and effective support executive management with regulatory risk management through the provision of regulatory information and advice (i.e., intelligence, reporting, briefings)
  4. Promoting a consistent, proactive and transparent communication approach to build trust with regulators
  5. Helping the firm successfully navigate regulatory exams and interactions and oversee robust and responsive remediation programs
  6. Developing and promulgating effective and sustainable frameworks that drive quality and consistency with respect to regulatory matters
  7. Facilitating alignment and coordination with the Global Compliance Regulatory Liaison Office
  8. Managing a team of 4 compliance professionals

Education and Preferred Qualifications:

  1. Minimum of least 7 years’ of financial services experience in any of the following disciplines: Bank Regulator or Examiner, Compliance, Legal or equivalent work experience
  2. Sound understanding of regulatory agency supervisory process and experience working with regulators
  3. Demonstrated effective written and verbal communication skills, including the ability to communicate technical topics in concise terms
  4. Ability to manage multiple projects and deadlines simultaneously
  5. Bachelor’s Degree in Business Administration, Finance or Accounting preferred
  6. Fluency in English required, German language skills desired

We offer:

  1. Flexible working time
  2. Work from home days might be possible depending on the role
  3. Depending on legal entity 37.5 or 40 working hours per week
  4. Pension plan offering
  5. Wellbeing & health programs (anonymous Employee Assistance Program, PME Family Service, trainings)
  6. Group accident insurance
  7. Mentoring program
  8. Regular performance reviews and structured performance management
  9. Personal development possibilities and extensive web based training catalogue
  10. Free German and English language classes
  11. Global Inclusion, Global Outreach and Corporate Citizenship programs
  12. Dynamic, diverse, international, and multicultural working environment with English company language

About State Street:

State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow:

We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility:

We truly believe our employees’ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Discover more at StateStreet.com/careers

State Street’s Speak Up Line

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Compliance Regulatory Liaison, Vice President, Hybrid Arbeitgeber: State Street

At State Street, we pride ourselves on being an exceptional employer, offering a dynamic and multicultural work environment in Frankfurt or Munich. Our commitment to employee growth is evident through our extensive development programs, flexible working arrangements, and comprehensive benefits, including health and wellbeing initiatives. Join us to be part of a team that values diversity, fosters a positive regulatory culture, and empowers you to thrive both professionally and personally.
State Street

Kontaktperson:

State Street HR Team

StudySmarter Bewerbungstipps 🤫

So bekommst du den Job: Compliance Regulatory Liaison, Vice President, Hybrid

✨Tip Number 1

Familiarize yourself with the regulatory landscape in the financial services sector. Understanding current regulations and supervisory processes will help you demonstrate your expertise during interviews.

✨Tip Number 2

Network with professionals in compliance and regulatory roles. Engaging with others in the field can provide insights into the company culture at State Street and may lead to valuable referrals.

✨Tip Number 3

Prepare to discuss your experience managing teams and projects. Highlight specific examples where you've successfully navigated regulatory challenges or improved compliance processes.

✨Tip Number 4

Showcase your communication skills by practicing how to explain complex regulatory topics in simple terms. This is crucial for the role, as you'll need to convey information clearly to both management and regulators.

Diese Fähigkeiten machen dich zur top Bewerber*in für die Stelle: Compliance Regulatory Liaison, Vice President, Hybrid

Regulatory Knowledge
Risk Management
Compliance Expertise
Effective Communication Skills
Project Management
Team Leadership
Analytical Skills
Strategic Thinking
Stakeholder Engagement
Regulatory Reporting
Problem-Solving Skills
Ability to Work Under Pressure
Fluency in English
German Language Skills (desired)
Understanding of Financial Services

Tipps für deine Bewerbung 🫡

Understand the Role: Before applying, make sure you fully understand the responsibilities and qualifications required for the Compliance Regulatory Liaison position. Tailor your application to highlight relevant experience in regulatory compliance and risk management.

Highlight Relevant Experience: In your CV and cover letter, emphasize your financial services experience, particularly any roles involving interaction with regulatory agencies. Use specific examples to demonstrate your understanding of the supervisory process and your ability to manage regulatory risks.

Showcase Communication Skills: Given the importance of effective communication in this role, ensure that your application reflects your strong written and verbal communication skills. Provide examples of how you've successfully communicated complex regulatory topics in a clear and concise manner.

Tailor Your Cover Letter: Craft a personalized cover letter that addresses the key responsibilities of the role. Discuss how your background aligns with the company's goals and values, particularly in fostering a positive regulatory culture and building trust with regulators.

Wie du dich auf ein Vorstellungsgespräch bei State Street vorbereitest

✨Understand Regulatory Frameworks

Make sure you have a solid grasp of the regulatory frameworks relevant to the financial services industry. Be prepared to discuss how these frameworks impact compliance strategies and how you can contribute to fostering a positive regulatory culture.

✨Demonstrate Communication Skills

Since effective communication is key in this role, practice articulating complex regulatory topics in simple terms. Prepare examples of how you've successfully communicated with regulators or senior management in the past.

✨Showcase Leadership Experience

As you'll be managing a team of compliance professionals, highlight your leadership experience. Discuss your approach to team management, how you motivate others, and any successful projects you've led that align with regulatory compliance.

✨Prepare for Scenario-Based Questions

Expect scenario-based questions that assess your problem-solving skills in regulatory situations. Think of specific instances where you've navigated regulatory challenges and be ready to explain your thought process and outcomes.

Compliance Regulatory Liaison, Vice President, Hybrid
State Street
Standort: München
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