Auf einen Blick
- Aufgaben: Join our Compliance Team to review key clients and ensure compliance with AML/CTF regulations.
- Arbeitgeber: Swissquote is the Swiss leader in online banking, serving over 500,000 clients with innovative digital platforms.
- Mitarbeitervorteile: Enjoy a flexible work environment, no dress code, and the chance to grow your skills in a multicultural team.
- Warum dieser Job: Make a real impact in the finance industry while developing your career in a fast-paced, supportive atmosphere.
- Gewünschte Qualifikationen: Bachelor's degree in relevant fields; 3-7 years of compliance experience preferred; strong English and French skills.
- Andere Informationen: This is a 6-month position with opportunities for growth and learning in a dynamic environment.
Das voraussichtliche Gehalt liegt zwischen 36000 - 60000 € pro Jahr.
Building the bank of tomorrow takes more than skills.
It means combining our differences to imagine, discuss, code, develop, test, learn and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential.
We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to
+500 000 clients, through our performant and secured digital platforms.
Our +1000 employees work in a flexible way, without dress code and in multicultural teams.
By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-pace environment
Are you all in? Don t be shy, apply
Compliance Assistant – Review Team (CDD – 6 months)
As a Compliance Officer, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, andwe are looking for different types of seniority profiles whose main tasks will be:
- Carrying out reviews of key clients (private clients, companies, institutional clients, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB)
- Conducting enhanced due diligence analyses
- Drafting formal compliance assessments
- Providing support and advice to the front office and management
Depending on the level of seniority, the following tasks may also be required:
- Assisting the Manager in supporting the team on a daily basis, including providing responses to questions, conducting second-level reviews of team members assessments and serving as a trusted role model in terms of work quality, efficiency and professional behavior
- Serving as the key point of contact for complex cases
- Optimization of internal processes, including the review and drafting of internal guidelines
Qualifications
- Bachelor s degree, preferably in Law, Economics, International Relations, Political Science or similar (a Certificate in Compliance Management is a very strong asset)
- 3-7 years of financial services compliance experience (prior experience in periodic reviews specifically is a very strong asset)
- Knowledge of the Swiss legal framework
- Excellent command of English and French (German is a strong asset)
- Analytical and methodological approach
- Structured and professional working style
- Interest and experience in data analysis (including Excel)
- Excellent writing and communication skills
- Strong team player who enjoys working in multicultural, dynamic, technological and international environment
SQ1
Compliance Assistant - Review Team (CDD - 6 months) Arbeitgeber: Swissquote Bank SA
Kontaktperson:
Swissquote Bank SA HR Team
StudySmarter Bewerbungstipps 🤫
So bekommst du den Job: Compliance Assistant - Review Team (CDD - 6 months)
✨Tip Number 1
Familiarize yourself with the Swiss legal framework, especially regarding AML/CTF regulations. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the compliance landscape.
✨Tip Number 2
Highlight any experience you have with enhanced due diligence analyses or periodic reviews. Be ready to discuss specific cases where you successfully navigated complex compliance issues.
✨Tip Number 3
Showcase your analytical skills by preparing examples of how you've used data analysis in previous roles. Mention any tools or methodologies you are familiar with, particularly in Excel.
✨Tip Number 4
Emphasize your ability to work in multicultural teams and your proficiency in multiple languages. Being able to communicate effectively in English and French, with some knowledge of German, will set you apart from other candidates.
Diese Fähigkeiten machen dich zur top Bewerber*in für die Stelle: Compliance Assistant - Review Team (CDD - 6 months)
Tipps für deine Bewerbung 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Assistant position. Understand the key responsibilities and qualifications required, as this will help you tailor your application.
Highlight Relevant Experience: In your CV and cover letter, emphasize your experience in financial services compliance, particularly any work related to AML/CTF. Mention specific projects or tasks that align with the responsibilities outlined in the job description.
Showcase Language Skills: Since excellent command of English and French is required, make sure to highlight your language proficiency clearly in your application. If you have knowledge of German, mention that as well.
Craft a Strong Cover Letter: Write a compelling cover letter that reflects your passion for compliance and your ability to work in a multicultural environment. Use specific examples to demonstrate your analytical skills and structured working style.
Wie du dich auf ein Vorstellungsgespräch bei Swissquote Bank SA vorbereitest
✨Understand the Compliance Landscape
Make sure you have a solid grasp of the AML/CTF regulations and the Swiss legal framework. Familiarize yourself with the specific compliance challenges faced by financial institutions, as this will demonstrate your commitment and knowledge during the interview.
✨Showcase Your Analytical Skills
Prepare to discuss your experience with data analysis and how you've applied it in previous roles. Be ready to provide examples of how you've used analytical methods to conduct reviews or enhance due diligence processes.
✨Communicate Effectively
Since excellent writing and communication skills are crucial for this role, practice articulating your thoughts clearly. You might be asked to explain complex compliance concepts, so being concise and precise is key.
✨Emphasize Team Collaboration
Highlight your experience working in multicultural teams and your ability to support colleagues. Share examples of how you've contributed to team success and how you can be a trusted role model within the Compliance Department.