Compliance Officer - Onboarding Corporate

Company Description

At Swissquote, we’re all in.

All in to shake things up. All in to build the bank people actually want to use. All in to make finance less boring — and a lot more powerful.

We’re Switzerland’s leading digital bank — 1,400+ people across Europe, the Middle East and Asia, building real financial solutions for over a million clients worldwide. From trading and investing to everyday banking, we cover the full picture. We move fast, but we build things we’re genuinely proud of. Have a look behind the scenes by checking Humans of Swissquote on Instagram.

Growing fast creates room. Room to try things, own things, and grow at a pace most places can’t offer. Whether you like the spotlight or prefer to just put your head down and do great work, there’s space for both here.

We’ve ditched the dress code — but never the chance to celebrate. Big win or small, we make it count. The kind of place where the atmosphere takes care of itself.

As an equal opportunity employer, we welcome candidates from all backgrounds, experiences and perspectives to join our team and contribute to our shared success.

Job Description

Are you eager to take up a new challenge? Join the Compliance Department as a Compliance Officer in the Onboarding Corporate Team. You will have multiple tasks which include:

• Analysis of account opening requests from corporate clients (such as active/passive companies, trusts, collective investments schemes, financial institutions, external asset managers, etc.) from an AML/CTF (AMLA, AMLO-FINMA, CDB 20) and sanction standpoint. This includes the review of tax compliance aspects, such as FATCA, QI and CRS,




• Drafting of internal memorandums, especially regarding high risk clients,




• Optimization of internal processes and guidelines, contribution to the drafting of procedures,




• Participation in key regulatory projects,




• Support and advice to the Front line, foreign entities of Swissquote Group and management.

Qualifications

• Bachelor or Master degree preferably in Laws/Economics or proven relevant experience in the banking sector,




• Minimum 3 to 5 years of experience in a similar position within a financial institution, in an AML/CTF compliance position in relation to complex corporate structures,




• Experience in regulatory audit in Switzerland (regulatory and/or AML/CTF compliance audit for financial institutions, big 4) is a plus,




• Strong command of complex corporate structures, in particular trusts and collective investment schemes,




• Solid knowledge of AMLA, AMLO-FINMA, CDB 20; familiarity with other relevant regulations (FinSA, FinIA, CISA) is an asset,




• Highly developed analytical and organizational skills,




• Very good writing and communication skills in French and English (additional languages are an asset),




• Collaborative team player, comfortable in multicultural, dynamic, technological and international environments.

Additional Information

Please note that Swissquote never requests sensitive personal information or payment of any kind during the recruitment process. Any such request is fraudulent.

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