Finde einen Job 
Finde eine Ausbildung 
Top Arbeitgeber 
Top Universitäten 
Für Unternehmen Auf einen Blick
- Aufgaben: Join our Compliance Team to review account opening requests and ensure regulatory compliance.
- Arbeitgeber: Swissquote is a leading online bank, serving over 500,000 clients with innovative digital solutions.
- Mitarbeitervorteile: Enjoy flexible work, no dress code, and a vibrant multicultural environment with great perks.
- Warum dieser Job: Make a real impact in the finance industry while growing your skills in a dynamic team.
- Gewünschte Qualifikationen: Bachelor's or Master's in Laws/Economics; 1-3 years in finance; strong communication skills in French and English.
- Andere Informationen: Work in a friendly atmosphere with sports clubs, a terrace, and even a pub for after-work fun.
Das voraussichtliche Gehalt liegt zwischen 36000 - 60000 € pro Jahr.
Company Description
Building the bank of tomorrow takes more than skills. It means combining our differences to imagine, discuss, code, develop, test, learn… and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential.
We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to +500’000 clients, through our performant and secured digital platforms.
Our +1000 employees work in a flexible way, without dress code and in multicultural teams. By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-paced environment.
Are you all in? Don’t be shy, apply.
Job Description
Are you eager to take up a new challenge? Join the Compliance Department as a Compliance Officer in the Onboarding Corporate Team. You will have multiple tasks which include:
- Due diligence on account opening requests
- Review of client’s account opening files (e.g. corporate structures such as collective investments schemes, financial institutions, trusts, asset managers, active/passive entities) from an AML/CTF (AMLA, AMLO-FINMA, CDB) and sanction standpoint
- Review within the account opening process of tax compliance aspects, such as FATCA and CRS
- Drafting of internal memos and contribution to the drafting of procedures
- Optimization of internal processes and guidelines
- Participation in key regulatory projects
- Review of client’s account modification requests (e.g. change of authorized signatories, directors, correspondence address etc.)
- Support and advice to the Front line and management
Qualifications
- Bachelor or Master Degree preferably in Laws/Economics or an accomplished apprenticeship in the financial industry
- 1 to 3 years of experience in the financial industry
- A Certificate in collective investment schemes is a very strong asset as well as knowledge and practice in European collective investment schemes (UCITS, AIFs, PIFs, SPV, SPC, Limited partnership)
- Knowledge of Swiss AML laws (AMLA, AMLO-FINMA, CDB) and other regulations (FinSA, FinIA, CISA)
- Eager to learn and ready to take on challenges
- Ability to multi-task and work under pressure
- Analytical and methodological approach
- Very good writing and communication skills in French and English (another language is an asset)
- Excellent communication and collaboration skills
- Strong team player who enjoys working in multicultural, dynamic, technological and international environment
Additional Information
More about Swissquote
A BANK THAT DOESN’T LOOK LIKE ONE
Located near Geneva and the lake, our Headquarters gathers 600 of our employees: young (34 years old average), multicultural (50 nationalities ) and wearing what suits them best. You will find a friendly atmosphere in an open and inclusive environment. Spacious offices, home-office policy, outdoor terrace , sports clubs and even… a real Pub for after-work moments.
SQ2
#J-18808-Ljbffr
Compliance Officer - Onboarding Team Arbeitgeber: Swissquote
Kontaktperson:
Swissquote HR Team
StudySmarter Bewerbungstipps 🤫
So bekommst du den Job: Compliance Officer - Onboarding Team
✨Tip Number 1
Familiarize yourself with Swiss AML laws and regulations, as well as the specific compliance requirements for account opening processes. This knowledge will not only help you stand out during interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the financial industry, especially those who have experience in compliance roles. Engaging with them can provide valuable insights into the job and may even lead to referrals.
✨Tip Number 3
Showcase your analytical skills by preparing examples of how you've successfully handled complex compliance issues in the past. Be ready to discuss these experiences during the interview to highlight your problem-solving abilities.
✨Tip Number 4
Demonstrate your eagerness to learn by staying updated on the latest trends and changes in compliance regulations. Mention any relevant courses or certifications you are pursuing to show your proactive approach to professional development.
Diese Fähigkeiten machen dich zur top Bewerber*in für die Stelle: Compliance Officer - Onboarding Team
Tipps für deine Bewerbung 🫡
Understand the Role: Make sure you fully understand the responsibilities of a Compliance Officer in the Onboarding Team. Highlight your relevant experience and how it aligns with the tasks mentioned in the job description.
Tailor Your CV: Customize your CV to emphasize your qualifications, especially your educational background in Laws or Economics, and any relevant experience in the financial industry. Mention specific skills related to AML/CTF regulations and tax compliance.
Craft a Compelling Cover Letter: Write a cover letter that showcases your enthusiasm for the role and the company. Discuss your ability to work under pressure, your analytical skills, and your experience in multicultural environments. Make sure to express your eagerness to learn and take on challenges.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no grammatical errors and that your writing is clear and professional, as strong communication skills are essential for this position.
Wie du dich auf ein Vorstellungsgespräch bei Swissquote vorbereitest
✨Understand Compliance Regulations
Make sure you have a solid grasp of Swiss AML laws and other relevant regulations like FinSA and FinIA. Be prepared to discuss how these laws impact the onboarding process and client account management.
✨Showcase Your Analytical Skills
During the interview, highlight your ability to analyze complex information and make informed decisions. Provide examples from your past experience where you successfully navigated compliance challenges.
✨Demonstrate Multicultural Teamwork
Swissquote values a multicultural environment, so be ready to share experiences where you collaborated with diverse teams. Emphasize your communication skills in both French and English, and any additional languages you may speak.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions related to due diligence and account opening processes. Practice articulating your thought process and decision-making steps in these situations to showcase your problem-solving abilities.
