Compliance Officer

Our mission is to enable everyone to build wealth

We reinvent how trading and investing work by creating exceptional products people love.

Fostering a culture of excellence and high velocity is the key to our success.

Over the past few years, our client base has grown to over 5 million, and client assets have grown to over €30 billion.

We're now expanding into Germany and strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence.

What you'll do

• Own day-to-day compliance activities aligned with Ba Fin regulatory requirements.
• Oversee monitoring of investment products and processes.
• Develop the Compliance Monitoring Program (CMP) by conducting reports, collecting data, and following up on findings.
• Provide compliance input on current and upcoming products and services across the business.
• Provide compliance guidance on current and upcoming products and services, partnering with senior stakeholders across the business.
• Review and approve financial promotions, ensuring full regulatory compliance.
• Own and maintain compliance policies and procedures, proactively identifying gaps and driving improvements.

What you need to have

• Experience in compliance, preferably within the financial services or investment sector.
• A degree in Law, Finance, or a related discipline, or an equivalent qualification.
• A strong interest in regulatory compliance and the financial services industry.
• Excellent communication and interpersonal skills.
• Ability to work well under pressure, adapt quickly, and learn on the job.
• Strong analytical and problem-solving skills, with the ability to manage multiple priorities in a fast-paced environment.
• Professional proficiency in English, with German language skills considered a strong advantage.

What we offer

• High-impact ownership in a fast-scaling fintech used by millions of investors across Europe.
• The opportunity to shape and build the compliance function for a major market.
• Challenges that will help you grow and realize your potential fast.
• Opportunity to make a significant impact - you will build innovative services used by millions of investors to build wealth.
• Work with smart, spirited, helpful, high-performing colleagues with a common goal.
• An environment where nothing is set in stone.
• Appreciation for your talent and ideas.
• Generous remuneration package

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