Responsibilities
Support the Group Head of Sanctions & Corporate due diligence in the development and implementation of a strong control framework for corporate & shipping accounts.
Participate in projects and initiatives aimed at enhancing the bank's overall sanctions framework.
Assist Group Sanctions and Corporate due diligence teams in their daily tasks (due diligence on new and existing clients, ad‑hoc reviews and monitoring of specific transactions).
Participate actively in bank’s projects related to the global sanctions’ framework.
Perform in‑depth reviews of commercial accounts from an AML, Tax and Sanction perspective.
Ensure compliance with international sanctions programs at UBP Group level by preparing work instructions/guidance and developing suitable tools and processes.
Perform periodic assessments of specific Group clients, products and/or services to identify any sanctions risks and take corrective actions if appropriate.
Ensure the sanctions watch, including mainly SECO, EU and OFAC regimes for UBP Group.
Assess the impacts of new sanctions regimes across UBP Group and coordinate with other departments and stakeholders as required.
Assist and advise transaction monitoring teams for any question related to sanctions and commercial accounts.
Participate in maintenance and configuration projects and initiatives of Group sanctions tools.
Investigate and report suspicious transactions to the relevant authorities, ensuring compliance with AML (Anti‑Money Laundering) and sanctions regulations.
Provide day‑to‑day advice to colleagues in Compliance, BRMs and Front Office on the internal framework related to commercial accounts.
Review the internal regulatory framework governing the monitoring of transactional activities of commercial accounts.
Support the Group’s entities in reviewing commercial accounts opened in their books.
Candidate Profile
Master’s degree.
Professional certifications such as CAMS (Certified Anti‑Money Laundering Specialist / Sanctions Specialist) or CAS in Financial Services are preferred.
Minimum of 5 years of experience in AML, Sanctions, Tax or compliance within the financial services industry, ideally in universal banks.
Strong knowledge of regulatory requirements related to AML & Sanctions, including specificities linked to shipping and trade finance industries.
Excellent analytical skills and attention to detail.
Strong communication skills, with the ability to articulate complex regulatory issues to various stakeholders.
Work independently and as part of a team in a fast‑paced environment.
Core Competencies
Adherence to the company’s values: Dedication, Conviction, Agility and Responsibility.
Compliance with regulations and internal directives.
#J-18808-Ljbffr
Support the Group Head of Sanctions & Corporate due diligence in the development and implementation of a strong control framework for corporate & shipping accounts.
Participate in projects and initiatives aimed at enhancing the bank's overall sanctions framework.
Assist Group Sanctions and Corporate due diligence teams in their daily tasks (due diligence on new and existing clients, ad‑hoc reviews and monitoring of specific transactions).
Participate actively in bank’s projects related to the global sanctions’ framework.
Perform in‑depth reviews of commercial accounts from an AML, Tax and Sanction perspective.
Ensure compliance with international sanctions programs at UBP Group level by preparing work instructions/guidance and developing suitable tools and processes.
Perform periodic assessments of specific Group clients, products and/or services to identify any sanctions risks and take corrective actions if appropriate.
Ensure the sanctions watch, including mainly SECO, EU and OFAC regimes for UBP Group.
Assess the impacts of new sanctions regimes across UBP Group and coordinate with other departments and stakeholders as required.
Assist and advise transaction monitoring teams for any question related to sanctions and commercial accounts.
Participate in maintenance and configuration projects and initiatives of Group sanctions tools.
Investigate and report suspicious transactions to the relevant authorities, ensuring compliance with AML (Anti‑Money Laundering) and sanctions regulations.
Provide day‑to‑day advice to colleagues in Compliance, BRMs and Front Office on the internal framework related to commercial accounts.
Review the internal regulatory framework governing the monitoring of transactional activities of commercial accounts.
Support the Group’s entities in reviewing commercial accounts opened in their books.
Candidate Profile
Master’s degree.
Professional certifications such as CAMS (Certified Anti‑Money Laundering Specialist / Sanctions Specialist) or CAS in Financial Services are preferred.
Minimum of 5 years of experience in AML, Sanctions, Tax or compliance within the financial services industry, ideally in universal banks.
Strong knowledge of regulatory requirements related to AML & Sanctions, including specificities linked to shipping and trade finance industries.
Excellent analytical skills and attention to detail.
Strong communication skills, with the ability to articulate complex regulatory issues to various stakeholders.
Work independently and as part of a team in a fast‑paced environment.
Core Competencies
Adherence to the company’s values: Dedication, Conviction, Agility and Responsibility.
Compliance with regulations and internal directives.
#J-18808-Ljbffr
Compliance Officer Sanctions & Corporate Due Diligence Arbeitgeber: UBP - Union Bancaire Privée
Als Arbeitgeber bieten wir Ihnen die Möglichkeit, in einem dynamischen und innovativen Umfeld zu arbeiten, das sich auf die Transformation zur Cloud spezialisiert hat. Unsere Unternehmenskultur fördert Zusammenarbeit und kontinuierliches Lernen, während wir Ihnen durch gezielte Schulungen und Entwicklungsmöglichkeiten helfen, Ihre Fähigkeiten im Bereich Microsoft 365 und moderne Arbeitsplatzlösungen auszubauen. Genießen Sie die Vorteile eines flexiblen Arbeitsumfelds und die Chance, an spannenden Projekten zu arbeiten, die einen echten Unterschied für unsere Kunden machen.
Kontaktdaten:
UBP - Union Bancaire Privée Recruiting-Team
