Your role Are you a sharp evaluator of risk who enjoys investigating complex business processes and products? Do you want to play a key role in improving the effectiveness of business critical processes to help safeguard and strengthen UBS?
We’re looking for an Investment Banking Auditor to:
plan, execute and lead audits, issue assurance and risk assessment and/or internal quality assurance reviews, working effectively in order to provide the expected level of assurance in line with the time/budget allocated
highlight where controls are functioning well or where UBS needs to act to better manage current and emerging risks, and elevate any significant concerns appropriately
meet our internal standards for the quality, execution and documentation of work, taking account of legal entity coverage expectations, where required
where relevant, develop issues and audit reports according to our internal reporting and issue disposition standards that are fully supported by the work done and require minimal feedback from reviewers
successfully collaborate with peers in and across audit teams
build and maintain constructive relationships with colleagues and relevant stakeholders at all levels including senior management
Job Type Full Time
Job Reference # 340110BR
City Frankfurt am Main, Kraków, Wroclaw, Zürich
Your team In our agile operating model, audit crews are aligned to business and functional areas, products and services and consist of a number of autonomous pods. You’ll be working in the Investment Banking Audit team in Zürich focusing on auditing the Investment Bank’s Execution Services and Research activities. The team covers controls of high-volume trading businesses globally (including electronic & algorithmic trading) in products such as Equities, ETD, and Foreign Exchange. In addition to scheduled audits, the team is also responsible for (i) maintaining relationships with IB management and control functions, (ii) continuously assessing the risk profile of the Execution Services businesses, and (iii) addressing inquiries from regulators.
Your expertise
five or more years of experience in a similar position focused on auditing within the finance sector
able to quickly understand complex investment banking processes and challenge the status quo, identifying risks and inadequacies in processes
ability to effectively communicate with senior stakeholders and regulators
familiarity with Investment Banking products and processes
strong analytical skills and quantitative approach to problem solving
willingness to keep up with industry, regulatory developments, and learn new concepts and methods
master’s degree or equivalent focusing on Banking, Finance, Business Administration or Auditing
fluent in English, German is a plus but not required
Disclaimer / Policy statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Report misconduct: If you are made aware of any of our employees or individuals acting on behalf of UBS engaging in acts of misconduct under the Poland Whistleblowing Act, you may report your concerns through
Poland-Whistleblowing@ubs.com
#J-18808-Ljbffr
We’re looking for an Investment Banking Auditor to:
plan, execute and lead audits, issue assurance and risk assessment and/or internal quality assurance reviews, working effectively in order to provide the expected level of assurance in line with the time/budget allocated
highlight where controls are functioning well or where UBS needs to act to better manage current and emerging risks, and elevate any significant concerns appropriately
meet our internal standards for the quality, execution and documentation of work, taking account of legal entity coverage expectations, where required
where relevant, develop issues and audit reports according to our internal reporting and issue disposition standards that are fully supported by the work done and require minimal feedback from reviewers
successfully collaborate with peers in and across audit teams
build and maintain constructive relationships with colleagues and relevant stakeholders at all levels including senior management
Job Type Full Time
Job Reference # 340110BR
City Frankfurt am Main, Kraków, Wroclaw, Zürich
Your team In our agile operating model, audit crews are aligned to business and functional areas, products and services and consist of a number of autonomous pods. You’ll be working in the Investment Banking Audit team in Zürich focusing on auditing the Investment Bank’s Execution Services and Research activities. The team covers controls of high-volume trading businesses globally (including electronic & algorithmic trading) in products such as Equities, ETD, and Foreign Exchange. In addition to scheduled audits, the team is also responsible for (i) maintaining relationships with IB management and control functions, (ii) continuously assessing the risk profile of the Execution Services businesses, and (iii) addressing inquiries from regulators.
Your expertise
five or more years of experience in a similar position focused on auditing within the finance sector
able to quickly understand complex investment banking processes and challenge the status quo, identifying risks and inadequacies in processes
ability to effectively communicate with senior stakeholders and regulators
familiarity with Investment Banking products and processes
strong analytical skills and quantitative approach to problem solving
willingness to keep up with industry, regulatory developments, and learn new concepts and methods
master’s degree or equivalent focusing on Banking, Finance, Business Administration or Auditing
fluent in English, German is a plus but not required
Disclaimer / Policy statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Report misconduct: If you are made aware of any of our employees or individuals acting on behalf of UBS engaging in acts of misconduct under the Poland Whistleblowing Act, you may report your concerns through
Poland-Whistleblowing@ubs.com
#J-18808-Ljbffr
Audit Expert IB Execution Services Arbeitgeber: UBS
UBS ist ein hervorragender Arbeitgeber, der seinen Mitarbeitern in Zürich die Möglichkeit bietet, in einem dynamischen und agilen Umfeld zu arbeiten. Mit einem starken Fokus auf persönliche Entwicklung und Weiterbildung fördert UBS eine Kultur der Zusammenarbeit und des Austauschs, während die Mitarbeiter an bedeutenden Projekten im Investment Banking teilnehmen. Die attraktiven Benefits und die Unterstützung einer vielfältigen Belegschaft machen UBS zu einem idealen Ort für Fachkräfte, die ihre Karriere vorantreiben möchten.
