ph3Job Info /h3ulliJob Identification 1607 /liliJob Category COMPLIANCE /liliDegree Level Master's Degree /liliJob Schedule Full time /liliContract Type Permanent /li /ulh3Job Description /h3pYou will join the Compliance Transaction Monitoring Team in Zurich, where you will help identify and assess high-risk transactions from an AML perspective while ensuring adherence to applicable laws, regulations, and internal policies and procedures. You will also carry out additional compliance controls and monitoring activities. You will proactively support the front office by promoting business-oriented compliance culture and providing practical, risk-based guidance. In addition, you will collaborate with stakeholders across all levels of the bank, communicating complex compliance matters in a clear, concise, and pragmatic manner. /ph3Main responsibilities: /h3ulliPerform second-level reviews of high-risk transaction monitoring alerts to identify suspicious activities and potential financial crime risks; /liliAssess completeness, accuracy and plausibility of RM explanations, supporting information, and documentation related to AML alerts; /liliConduct additional investigations into suspicious payments and transaction patterns; /liliManage the team mailbox and respond to internal requests /liliReview transaction requests and oversee the daily operations of blocked accounts; /liliConduct periodic reviews of account blockages and assess their rationale and necessity; /liliPrepare responses to SWIFT enquiries from correspondent banks; /liliProvide practical guidance and training to Relationship Managers, promoting risk awareness across the bank; /liliCollaborate with stakeholders across Front Office, Compliance, Business Risk, Legal, Risk, Credit, and Operations to ensure a coordinated approach; /liliPrepare internal memoranda and present cases to the relevant committee when required; /liliSupport Quality Control, Audit, and FINMA-related requests; /liliContribute to the continuous improvement of transactions monitoring processes and support Compliance projects and strategic initiatives; /li /ulh3Requirements: /h3ulliDegree in Law, Economics, Finance, Business Administration or a related field; /li /ulpA minimum of 5 years’ experience in a similar role in banking is required for this role (Compliance, KYC, AML); /pulliIn-depth knowledge of banking processes, operations, products and systems, OFAC, AML and sanctions; /li /ulpStrong analytical and communication skills; /ppFluent in English; additional languages are considered an asset; /ppAbility to work independently, take decisions and set priorities; /ppPragmatic and solution oriented; /ppStrong analytical and communication skills; /p /p #J-18808-Ljbffr
Senior Compliance Officer (Zurich, 100%) Arbeitgeber: Union Bancaire Privée
UBP bietet eine herausragende Arbeitsumgebung, die von einer agilen Unternehmenskultur geprägt ist und Mitarbeiterinitiativen fördert. Als Senior Change Lead im Wealth Management haben Sie die Möglichkeit, bedeutende Veränderungen in einem dynamischen Team zu gestalten und Ihre Karriere durch gezielte Weiterbildungsangebote und ein starkes Netzwerk innerhalb der Organisation voranzutreiben. Zudem profitieren Sie von einem internationalen Arbeitsumfeld in der Schweiz, das Vielfalt und persönliche Entwicklung schätzt.
