Senior Compliance Officer

Our mission is to enable everyone to build wealth We reinvent how trading and investing work by creating exceptional products people love.

Fostering a culture of excellence and high velocity is the key to our success.

Over the past few years, our client base has grown to over 5 million, and client assets have grown to over €30 billion.

We're now expanding into Germany and strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence.

• What you’ll do
• Ensure operational excellence in all relevant compliance areas while aligning with Ba Fin’s regulatory guidelines.
• Provide expert compliance advice on current and future products, services, and overarching compliance topics such as product governance, vulnerable customers, conflict of interest, outsourcing, and conduct risk.
• Support and drive compliance projects, collaborating with cross-functional teams to deliver results within agreed timelines.
• Oversee the financial promotions review process, ensuring all materials meet regulatory standards.
• Maintain and update compliance policies and procedures, ensuring effective implementation across the organization.
• Build and manage relationships with internal stakeholders, offering tailored compliance guidance to support business objectives.
• Collaborate with the Legal team to manage regulatory interactions, including the relationship with Ba Fin.
• What you need to have
• Proven experience in compliance, with a track record of driving operational excellence within a Mi FID-regulated firm.
• Educated to degree level in Law, Finance, Business, or a related field.
• Professional proficiency in English, with German language skills considered a strong advantage.
• At least five years of experience in a compliance-focused role, with exposure to senior responsibilities.
• Strong understanding of regulatory compliance frameworks and guidelines, particularly those relevant to Ba Fin.
• Exceptional organizational skills, with the ability to take ownership and deliver under pressure.
• Experience working in international environments, coordinating across different time zones using digital tools.

What we offer

• Challenges that will help you grow and realise your potential really fast
• Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth
• Work with smart, spirited, helpful, high-performing colleagues with a common goal
• An environment where nothing is set in stone
• Appreciation for your talent and ideas
• Generous remuneration package

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