(Senior) Compliance Manager (m/f/x)

Mission

Own the operational build‑out of our compliance function as we move to full Ba Fin authorization as an AIFM – you drive it day to day, while management provides oversight.

Develop and implement our compliance policies and handbooks and design the underlying processes from the ground up (e. g. compliance, conflicts of interest, personal account dealing, remuneration, complaints, whistleblowing) in collaboration with service providers and external advisors.

Contribute to the authorization dossier – business plan under § 22 KAGB, organizational and process documentation – together with our external advisor and the Ba Fin filing.

Coordinate our outsourced functions (AML, internal audit, etc.) and ensure clean interfaces and controls.

After licensing, run and evolve the permanent compliance function (KAMa Risk): monitor regulatory change (KAGB, AIFMD, DORA, SFDR/ESG), advise teams, deliver trainings, and report to management and the supervisory board.

Responsibilities

• Develop and implement compliance policies, handbooks and processes for a full Ba Fin‑authorized AIFM.
• Contribute to the Ba Fin authorization dossier, business plan and organizational documentation.
• Coordinate outsourced functions (AML, internal audit, etc.) and maintain clear interfaces.
• After licensing, operate and evolve the permanent compliance function, monitoring regulatory change and delivering trainings.
• Report to management and the supervisory board.

Qualifications

• Several years of experience in a compliance function (or closely related legal, AML, regulatory or audit function) at an AIFM, asset manager, bank, securities institution or a relevant advisory or law firm, ideally with a full Ba Fin authorization.
• Proven ability to draft audit‑proof policies, handbooks and processes independently.
• Structured, self‑driven working style – able to advance a complex project with minimal supervision.
• Fluent German and good English, both written and spoken.
• Personal integrity and reliability.
• Nice to have: experience with illiquid asset classes (VC/PE) and exposure to DORA/ICT, SFDR/ESG, outsourcing (§36KAGB) or AML (Gw G).

Benefits

• Team and Working Environment – be part of a leading European B2B venture‑capital firm with direct access to management and short decision paths.
• Impact and Ownership – build the compliance function of an AIFM from the ground up, a highly visible mandate with lasting impact.
• Development – deepen regulatory expertise across licensing and ongoing operations.
• Networking – access to the Unternehmer TUM ecosystem, thousands of talents, hundreds of startups and over 150 corporate partners.
• Compensation – attractive salary, permanent full‑time position, hybrid working and a modern office in Munich.
• Diversity Statement

Diversity enriches our team.

We explicitly encourage all qualified individuals to apply, regardless of gender, social and ethnic background, sexual orientation, religion, age or disability.

UVC Partners is an equal opportunity employer.

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